Stefan M. Haberer

SEABIRD INVESTMENT PARTNERS

San Diego, CA 92122

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CRD#: 2804122

Professional summary

Stefan Michael Haberer is a registered financial advisor currently at SEABIRD INVESTMENT PARTNERS located in San Diego, California.

Stefan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Stefan has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Michael Haberer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2020 - Present

SEABIRD INVESTMENT PARTNERS

Office #1: 9191 Towne Centre Drive Suite 575, San Diego, CA 92122

RIA

CRD#: 284125

San Diego, CA

Past

April 19, 2004 - June 29, 2011

GULFSTREAM CAPITAL MANAGEMENT,LLC

RIA

CRD#: 130889

ST. PETERSBURG, FL

Past

March 16, 2004 - June 29, 2011

W. H. MELL ASSOCIATES, INC.

CRD#: 23635

ST. PETERSBURG, FL

Past

February 27, 2004 - March 17, 2004

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

ST. PETERSBURG, FL

Past

February 27, 2004 - March 17, 2004

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1997 - February 27, 2004

WILLIAM R. HOUGH & CO.

RIA

CRD#: 2235

ST. PETERSBURG, FL

Past

December 18, 1996 - February 27, 2004

WILLIAM R. HOUGH & CO.

CRD#: 2235

ST. PETERSBURG, FL

Past

November 7, 1996 - November 18, 1996

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEABIRD INVESTMENT PARTNERS

ARCH PEREGOFF, INC. | SEABIRD INVESTMENT PARTNERS | SEABIRD FINANCIAL CORPORATION | SEABIRD FINANCIAL

CRD#: 284125 / SEC#: 801-107954

RIA

Registered Investment Advisory firm - (6/8/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/16/2020)

IAR

Texas
(1/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/7/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/14/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/6/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/26/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/1998

General Securities Principal Examination

Current Firm

SEABIRD INVESTMENT PARTNERS

ARCH PEREGOFF, INC. | SEABIRD INVESTMENT PARTNERS | SEABIRD FINANCIAL CORPORATION | SEABIRD FINANCIAL

CRD#: 284125 / SEC#: 801-107954

RIA

Registered Investment Advisory firm - (6/8/2016 Approved)

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Contact information

Main Address

9191 Towne Centre Drive Suite 575, San Diego, CA 92122

Mailing Address

Phone number

(858) 457-7707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEABIRD ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	270
AUM (Assets Under Management)	$ 354,355,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stefan M. Haberer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Michael Haberer's CRS (Customer Relationship Summary).

Certified licenses

Experience

GULFSTREAM CAPITAL MANAGEMENT,LLC

W. H. MELL ASSOCIATES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

WILLIAM R. HOUGH & CO.

WILLIAM R. HOUGH & CO.

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SEABIRD INVESTMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2020

Series 66

Date: 7/7/2001

Series 63

Date: 1/14/1998

Series 7

Date: 11/6/1996

Series 53

Date: 9/26/2003

Series 24

Date: 3/25/1998

Current Firm

SEABIRD INVESTMENT PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEABIRD INVESTMENT PARTNERS

TRUST BUT VERIFY

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