Timothy R. Touloukian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Robin Touloukian, who also goes by Timmy Touloukian, Timothy R Touloukian, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1997. Timothy had worked at 10 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2013 - May 22, 2020
PAULSON INVESTMENT COMPANY LLC
April 17, 2012 - December 23, 2013
JOHN CARRIS INVESTMENTS LLC
January 24, 2012 - February 28, 2012
FOREFRONT CAPITAL MARKETS LLC
April 30, 2009 - October 31, 2011
ADVANCED EQUITIES, INC.
July 31, 2006 - May 19, 2009
SPENCER CLARKE LLC
December 16, 2003 - August 17, 2006
MAXIM GROUP LLC
November 15, 2002 - December 16, 2003
PAULSON INVESTMENT COMPANY LLC
August 29, 2002 - November 18, 2002
EKN FINANCIAL SERVICES INC.
August 17, 2001 - September 6, 2002
WEATHERLY SECURITIES CORPORATION
November 15, 2000 - August 14, 2001
WELLS FARGO CLEARING SERVICES, LLC
November 17, 1999 - November 6, 2000
WEATHERLY SECURITIES CORPORATION
May 9, 1997 - November 22, 1999
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/16/2022
General Securities Representative ExaminationCurrent Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
