Douglas M. Famigletti

GRIFFIN ASSET MANAGEMENT

New York, NY 10169

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CRD#: 2803488

Professional summary

Douglas Maxwell Famigletti, who also goes by D F, Doug Maxwell Famigleth, Doug Maxwell Famigletti, is a registered financial advisor currently at GRIFFIN ASSET MANAGEMENT, LLC located in New York, New York.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Douglas has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

D F | Doug Maxwell Famigleth | Doug Maxwell Famigletti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STILL DOING SOME ADMINISTRATIVE WORK FOR MY OLD FIRM WHICH I WILL BE STOPPING IN SEPTEMBER. HAS BEEN APPROVED BY GOLDMAN COMPLIANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Maxwell Famigletti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2021 - Present

GRIFFIN ASSET MANAGEMENT, LLC

Office #1: 230 Park Avenue 4th Floor, New York, NY 10169

RIA

CRD#: 104548

New York, NY

Past

September 12, 2000 - April 10, 2003

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRIFFIN ASSET MANAGEMENT, LLC

GRIFFIN ASSET MANAGEMENT, INC. | USAFOLIOS | HOVEY, YOUNGMAN ASSOCIATES, INC | GRIFFIN RISK MANAGED INVESTMENTS, LLC | GRIFFIN ASSET MANAGEMENT, LLC

CRD#: 104548 / SEC#: 801-7495

RIA

Registered Investment Advisory firm - (6/9/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/18/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/29/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/11/2000

General Securities Representative Examination

Current Firm

GRIFFIN ASSET MANAGEMENT, LLC

GRIFFIN ASSET MANAGEMENT, INC. | USAFOLIOS | HOVEY, YOUNGMAN ASSOCIATES, INC | GRIFFIN RISK MANAGED INVESTMENTS, LLC | GRIFFIN ASSET MANAGEMENT, LLC

CRD#: 104548 / SEC#: 801-7495

RIA

Registered Investment Advisory firm - (6/9/1971 Approved)

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Contact information

Main Address

230 Park Avenue 4th Floor, New York, NY 10169

Mailing Address

Phone number

(917) 484-5608

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GRIFFIN ADV PART 2A & B (2/19/2025)

Regulatory assets under management

Total Number of Accounts	687
AUM (Assets Under Management)	$ 969,741,595

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas M. Famigletti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Maxwell Famigletti's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRIFFIN ASSET MANAGEMENT, LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

GRIFFIN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/2000

Series 65

Date: 7/29/1998

Series 7

Date: 9/11/2000

Current Firm

GRIFFIN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRIFFIN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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