CG
Carla-ann E. Goedtke
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Slayton, MN 56172
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CRD#: 2802912
CG
Professional summary
Carla-ann Eisele Goedtke, who also goes by Carla Ann Eisele, Carla Goedtke, Carlaann Eisele Goedtke, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Slayton, Minnesota and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Slayton, Minnesota.
Carla-ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Carla-ann has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carla Ann Eisele | Carla Goedtke | Carlaann Eisele Goedtke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KEYMINN HOLDINGS LLC, Slayton MN 56172, United States, 10/25/2024, Owner, Real Estate, NIR, 10/MO - 0/Trading 2) JAMES & CARLA-ANN GOEDTKE, Slayton MN 56172, United States, 10/25/2024, Owner, Real Estate, NIR, 10/MO - 0/Trading 3) INVESTORS CHOICE FINANCIAL SERVICES INC., 1 Prairie Dr., PO Box 28, Slayton MN 56172, United States, 10/25/2024, DBA, INV REL, 160/MO - 130/Trading 4) INVESTORS CHOICE PORTFOLIOS LLC, 1 Prairie Dr, PO Box 28, Slayton MN 56172, United States, 10/25/2024, Treasurer, DBA, NIR, 1/MO - 0/Trading 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/25/2024 6) SOUTHWEST MINNESOTA WORKFORCE DEVELOPMENT BOARD, 607 W Main Street, Marshall MN 56258, United States, 10/25/2024, President, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING 7) LYON AND MURRAY COUNTY CEO BOARD, Marshall Public School, Marshall MN 56258, United States, 10/25/2024, President, Volunteer, NIR, 5 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Carla-ann Eisele Goedtke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1 Prairie Drive, Slayton, MN 56172Office #2: 1403 E College Dr., Marshall, MN 56258RIA
CRD#: 134139
Slayton, MN
Current
October 25, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1 Prairie Drive, Slayton, MN 56172Office #2: 1403 E College Dr., Marshall, MN 56258BD
CRD#: 39543
Slayton, MN
Past
October 11, 2024 - October 29, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SLAYTON, MN
Past
October 11, 2024 - October 29, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
SLAYTON, MN
Past
August 16, 2010 - October 11, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
March 2, 2007 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
SLAYTON, MN
Past
March 1, 2007 - March 8, 2007
OSAIC WEALTH, INC.
BD
CRD#: 23131
MARSHALL, MN
Past
October 24, 2003 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
MARSHALL, MN
Past
November 21, 1996 - October 27, 2003
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/25/2024)
RR
Arizona(10/25/2024)
RR
California(10/25/2024)
RR
Colorado(10/25/2024)
RR
Florida(10/25/2024)
RR
Georgia(10/25/2024)
RR
Illinois(10/25/2024)
RR
Iowa(10/25/2024)
IAR
Minnesota(10/28/2024)
RR
Minnesota(10/29/2024)
RR
Nebraska(10/30/2024)
RR
Nevada(10/25/2024)
RR
New Mexico(10/25/2024)
RR
New York(10/25/2024)
RR
North Carolina(10/31/2024)
RR
North Dakota(10/25/2024)
RR
Ohio(10/25/2024)
RR
South Dakota(10/25/2024)
RR
Texas(10/25/2024)
IAR
Texas(10/25/2024)
RR
Virginia(10/25/2024)
RR
Washington(10/25/2024)
RR
Wisconsin(10/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Slayton, MN 56172TRUST BUT VERIFY
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