Christopher J. French
Professional summary
Christopher John French, who also goes by Christopher French, is a registered financial professional currently at DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York and DRIVEWEALTH, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 3 firms and has passed the Series 63, Series 57TO, Series 19, SIE, Series 55, Series 7, Series 25, Series 24 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John French's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2009 - Present
DRIVEWEALTH INSTITUTIONAL LLC
Office #1: 11 Wall Street, New York, NY 10005Office #2: 28 Liberty Street 50th Floor, New York, NY 10005May 28, 2021 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005Office #2: 11 Wall Street Trading Floor, New York, NY 10005October 1, 2000 - September 28, 2009
JSF SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2022)
(5/12/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 19
Date: 12/14/2022
NYSE Floor Clerk - Equities ExaminationSeries 55
Date: 3/20/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 1/11/2000
NYSE Trading Assistant ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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