Michael J. Castaneda
Professional summary
Michael James Castaneda, who also goes by Michael Castaneda, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Boca Raton, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Castaneda's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 225 Ne Mizner Blvd, Suite 675, Boca Raton, FL 33432December 18, 2017 - March 26, 2021
KESTRA INVESTMENT SERVICES, LLC
January 13, 2016 - May 22, 2017
INVESTACORP, INC.
April 28, 2010 - March 25, 2015
KESTRA INVESTMENT SERVICES, LLC
December 7, 2005 - June 5, 2009
KESTRA INVESTMENT SERVICES, LLC
June 23, 1999 - August 11, 2000
KESTRA INVESTMENT SERVICES, LLC
December 12, 1996 - August 25, 1997
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2021)
(4/1/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Boca Raton, FL 33432TRUST BUT VERIFY
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