Joseph J. Adipietro
Professional summary
Joseph Jeffrey Adipietro, who also goes by Joe Adipietro, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Jeffrey Adipietro's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2021 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601April 26, 2019 - March 19, 2020
ASGARD SECURITIES, LLC
September 18, 2018 - April 30, 2019
VENTURE.CO BROKERAGE SERVICES LLC
March 11, 2016 - September 7, 2018
CAROLINA FINANCIAL SECURITIES, LLC
December 18, 2000 - November 13, 2007
CREDIT SUISSE SECURITIES (USA) LLC
November 13, 1996 - December 18, 2000
PERSHING LLC
September 27, 1996 - December 3, 1996
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2021)
(5/6/2021)
(11/10/2023)
(11/10/2023)
(11/10/2023)
Exams
Series 79TO
Date: 10/31/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
| RISSER, SUZANNE LOUISE | CCO | 1303694 |
Red Flags
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