Paul A. Brown

CREDIT AGRICOLE SECURITIES (USA)

New York, NY 10019

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CRD#: 2802017

Professional summary

Paul Adam Brown is a registered financial professional currently at CREDIT AGRICOLE SECURITIES (USA) INC. located in New York, New York.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2010 - Present

CREDIT AGRICOLE SECURITIES (USA) INC.

Office #1: 1301 Avenue Of The Americas 9th Floor, New York, NY 10019

CRD#: 190

New York, NY

Past

June 2, 2009 - January 22, 2010

B. RILEY SECURITIES, INC.

CRD#: 25027

NEW YORK, NY

Past

July 17, 2002 - February 9, 2009

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

June 14, 1999 - February 7, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

November 11, 1998 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

September 27, 1996 - June 15, 1998

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/2/2010)

Florida
(7/13/2010)

Illinois
(7/13/2010)

Massachusetts
(2/2/2010)

New York
(1/22/2010)

Texas
(7/13/2010)

Virginia
(7/13/2010)

Exams

State Security Law Exam

Series 63

Date: 9/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/2009

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190 / SEC#: , 8-13753

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1301 Avenue Of The Americas - 9th Floor, New York, NY 10019

Mailing Address

1301 Avenue Of The Americas - 9th Floor, New York, NY 10019

Phone number

(212) 261-7000

Established

New York since 01/30/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CREDIT AGRICOLE GLOBAL PARTNERS INC. ("CAGPI")	SHAREHOLDER
ARNAL, CELINE	DIRECTOR	7247072
GEROLD, MARIA TERESA	CFO	5967881
HETIER, FRANCOIS-EDOUARD MARIE MARC	DIRECTOR	7817148
KURZ, WILLIAM FRANK	MEMBER OF THE BOARD OF DIRECTORS AND COO	7602164
PUBLIE, STEPHANE	INTERIM CEO AND MEMBER OF THE BOARD OF DIRECTORS	5978052
YOUN, EDWARD KYUNG-HO	CHIEF COMPLIANCE OFFICER	6723958
ZAFAR, KASHIF	MANAGING DIRECTOR	2666642

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul A. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Adam Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY SECURITIES, INC.

BNP PARIBAS SECURITIES CORP.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

CITICORP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/1997

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/26/1996

Series 24

Date: 7/13/2009

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

CREDIT AGRICOLE SECURITIES (USA) INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CREDIT AGRICOLE SECURITIES (USA) INC.

TRUST BUT VERIFY

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