William F. Moreno
Professional summary
William Francis Moreno, who also goes by Bill Moreno, William F Moreno, is a registered financial professional currently at REVERE SECURITIES LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1996. William has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Francis Moreno's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2008 - Present
REVERE SECURITIES LLC
Office #1: 560 Lexington Avenue 16th Floor, New York, NY 10022February 8, 2007 - June 6, 2008
EMPIRE FINANCIAL GROUP, INC.
February 7, 2007 - February 7, 2007
EMPIRE FINANCIAL GROUP, INC.
December 19, 2001 - March 19, 2002
VCAPITAL SECURITIES LLC
March 13, 2001 - June 6, 2008
JESUP & LAMONT SECURITIES CORP
November 15, 1999 - December 11, 2001
PRECISION TRADING GROUP, LLC
July 19, 1999 - April 16, 2001
SOUTHPORT SECURITIES, LLC
April 22, 1997 - December 21, 1998
ROBERT THOMAS SECURITIES, INC
September 30, 1996 - April 23, 1997
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2011)
(4/24/2013)
(9/23/2009)
(5/19/2010)
(11/7/2008)
(9/1/2023)
(8/2/2010)
(11/10/2021)
(5/19/2010)
(2/23/2009)
(8/23/2012)
(2/11/2009)
(8/8/2023)
(5/27/2021)
(9/21/2009)
(1/1/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
