Hilary T. Stowers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hilary Tarkington Stowers, who also goes by Hilary Anne Tarkington, Hilary Tarkington, Hilary A Tarkington, was a registered financial professional .
Hilary is a previously registered financial professional and started their career in finance in 1997. Hilary had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2021 - March 21, 2022
CAPITAL INVESTMENT ADVISORS
February 1, 2021 - March 22, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 2, 2019 - January 6, 2021
CENTAURUS FINANCIAL, INC.
January 2, 2019 - January 6, 2021
CENTAURUS FINANCIAL, INC.
July 2, 2018 - November 28, 2018
SECURITIES AMERICA ADVISORS, INC.
July 2, 2018 - November 28, 2018
SECURITIES AMERICA, INC.
July 29, 2015 - June 29, 2018
CENTAURUS FINANCIAL, INC.
August 21, 2006 - June 29, 2018
CENTAURUS FINANCIAL, INC.
March 1, 2004 - August 21, 2006
USALLIANZ SECURITIES, INC.
June 6, 2001 - January 17, 2003
LPL FINANCIAL LLC
July 7, 1997 - April 4, 2000
B. RILEY SECURITIES, INC.
Primary Firm SEC Registration
CAPITAL INVESTMENT ADVISORS
CRD#: 118269 / SEC#: 801-110008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL INVESTMENT ADVISORS
CRD#: 118269 / SEC#: 801-110008
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,416 |
| AUM (Assets Under Management) | $ 302,256,086 |
Red Flags
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