Wayne Thomas Lavallee
CFP®, ChFC®Professional Summary
Wayne Thomas Lavallee, CFP®, ChFC®, who also goes by Wayne Thomas Lavalle, Wayne Thomas Lavallee, is a registered financial advisor currently at GLR PARTNERS located in Columbia, Maryland and THE LEADERS GROUP, INC. located in Summit, New Jersey. Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Wayne has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Tax Planning
- Investment Planning
- Business Succession Planning
- Estate Planning
- Comprehensive Financial Planning
- Employee and Employer Plan Benefits
- Retirement Planning
Other Aliases
Wayne Thomas Lavalle, Wayne Thomas Lavallee
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
Current
Past
Education
University of Delaware
Accounting and Economics
Accounting and Economics
1976 - 1981
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Current Firm
GLR PARTNERS | GLR PARTNERS, LLC
Contact Information
Main Address
8820 Columbia 100 Parkway Suite 230, Columbia, MD 21045Phone Number
(410) 446-9094# of Employees
5SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
674AUM (Assets Under Management)
$260,700,422Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GLR PARTNERS | GLR PARTNERS, LLC
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1996About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Wayne Thomas Lavallee's CRS (Customer Relationship Summary).
Services Offered by Wayne
- Tax Planning
- Investment Planning
- Business Succession Planning
- Estate Planning
- Comprehensive Financial Planning
- Employee and Employer Plan Benefits
- Retirement Planning
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