Christopher J. Cook
Professional summary
Christopher Joseph Cook, who also goes by Christopher J Cook, is a registered financial professional currently at VELOX CLEARING LLC located in Miami, Florida and ZINVEST FINANCIAL SERVICE, LLC located in Miami, Florida.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 18 firms and has passed the Series 65, Series 63, Series 82TO, Series 79TO, Series 52TO, Series 99TO, SIE, Series 31, Series 7, Series 14, Series 53, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Joseph Cook's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2022 - Present
VELOX CLEARING LLC
Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131Office #2: 600 Brickell Avenue Suite 2800, Miami, FL 33131October 30, 2023 - Present
ZINVEST FINANCIAL SERVICE, LLC
Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131Office #2: 600 Brickell Avenue Suite 2800, Miami, FL 33131May 2, 2022 - December 1, 2023
ZINVEST FINANCIAL SERVICE, LLC
March 26, 2021 - March 24, 2022
ICE BONDS SECURITIES CORPORATION
March 11, 2020 - June 8, 2021
ICE SECURITIES EXECUTION & CLEARING, LLC
March 23, 2016 - January 28, 2020
FOLIO RESEARCH, LLC
December 8, 2015 - November 6, 2019
GOLDMAN SACHS CUSTODY SOLUTIONS
January 2, 2015 - November 30, 2015
KEEL POINT, LLC
January 2, 2015 - November 30, 2015
KEEL POINT CAPITAL, LLC
August 5, 2014 - December 31, 2014
KEEL POINT INVESTMENTS, LLC
October 19, 2012 - March 31, 2015
KEEL POINT ADVISORS, LLC
October 17, 2012 - December 31, 2014
WFG INVESTMENTS, INC.
March 13, 2012 - November 20, 2012
PALOMAR CAPITAL, LLC
August 30, 2011 - January 13, 2012
EVERCORE GROUP L.L.C.
December 16, 2009 - November 22, 2011
LEXICON PARTNERS (US) LLC
January 16, 2007 - February 18, 2010
FINANCIAL CONSULTANT GROUP, LLC
September 30, 1999 - March 23, 2010
FINANCIAL CONSULTANT GROUP, LLC
October 30, 1998 - April 29, 1999
MACQUARIE CORPORATE FINANCE (USA) INC.
October 30, 1998 - April 30, 1999
MACQUARIE CAPITAL (USA) INC.
November 13, 1996 - October 9, 1998
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 82TO
Date: 10/30/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ZINVEST FINANCIAL SERVICE, LLC
CRD#: 297563 / SEC#: 801-117145, 8-70951
Contact information
FINRA licenses (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 23,543,616 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ZINVEST FINANCIAL SERVICE, LLC
CRD#: 297563Miami, FL 33131TRUST BUT VERIFY
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