Kenneth O. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth O Bradley was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1996. Kenneth had worked at 4 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2016 - November 29, 2017
PQT SERVICES LLC
October 30, 2009 - August 15, 2016
PICO QUANTITATIVE TRADING LLC
January 24, 2003 - August 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 9, 1996 - January 19, 2007
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PQT SERVICES LLC
CRD#: 282083 / SEC#: , 8-69700
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
