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JY

Jarrod Seth Yuster

CRD# 2700159·Registered 1996 - 2017
Previously Registered: Being a previously registered professional could mean that Jarrod is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jarrod Seth Yuster was a registered financial advisor. Jarrod was a previously registered financial professional and started their career in finance 1996 - 2017. Jarrod had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

PQT SERVICES LLC·CRD# 282083
BD
New York, NY
March 8, 2016 - September 29, 2017
PICO QUANTITATIVE TRADING LLC·CRD# 118639
BD
New York, NY
September 17, 2009 - June 14, 2016
WAVE SECURITIES, LLC·CRD# 43705
BD
New York, NY
March 7, 2006 - July 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
New York, NY
September 9, 2004 - April 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 16, 2002 - April 28, 2009
UBS CAPITAL MARKETS L.P.·CRD# 2692
BD
Stamford, CT
June 27, 2001 - April 15, 2002
EPOCH SECURITIES, INC.·CRD# 103899
BD
Southborough, MA
May 16, 2000 - June 19, 2001
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 12, 1998 - April 25, 2000
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
March 2, 1998 - October 12, 1998
NATWEST SECURITIES CORPORATION·CRD# 18238
BD
New York, NY
July 15, 1997 - March 10, 1998
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
February 23, 1996 - May 22, 1997

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Current Firm

PS
PQT SERVICES LLC

PICO FINANCIAL TECHNOLOGIES LLC | PQT SERVICES LLC

CRD#: 282083 / SEC#: 8-69700
BD
Terminated by SEC on 11/28/2017

Contact Information

Established

Delaware since 04/23/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PICO QUANTITATIVE TRADING HOLDINGS LLCMEMBER—
YUSTER, JARROD SETHCEO2700159
BRADLEY, KENNETH OFINANCIAL OPERATIONS PRINCIPAL CFO2800591
OMARA, PATRICE AGNESCHIEF COMPLIANCE OFFICER1544140

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 2012About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2001

Series 7 — General Securities Representative Examination

Passed Feb 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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