Jennifer D. Caplovitz

ANALYST HUB SECURITIES

Austin, TX 78746

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CRD#: 2800553

Professional summary

Jennifer Dawn Caplovitz, who also goes by Jennifer Dawn Present, is a registered financial professional currently at ANALYST HUB SECURITIES, LLC located in Austin, Texas.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1997. Jennifer has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jennifer Dawn Present

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Dawn Caplovitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2021 - Present

ANALYST HUB SECURITIES, LLC

Office #1: 2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746

CRD#: 297665

Austin, TX

Past

March 9, 2009 - July 8, 2019

TELSEY ADVISORY GROUP LLC

CRD#: 148234

NEW YORK, NY

Past

May 14, 2007 - December 5, 2008

PULSE TRADING, INC.

CRD#: 104022

NEW YORK, NY

Past

May 8, 2007 - April 19, 2011

TELSEY HOLDINGS LLC

RIA

CRD#: 140014

NEW YORK, NY

Past

July 27, 2001 - March 28, 2006

TRUIST SECURITIES, INC.

CRD#: 6271

NEW YORK, NY

Past

March 12, 1998 - July 27, 2001

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Past

September 26, 1997 - March 19, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/17/2021)

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ANALYST HUB SECURITIES, LLC

CRD#: 297665 / SEC#: , 8-70144

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746

Mailing Address

2301 S. Capital Of Texas Hwy Ste. J-101, Austin, TX 78746

Phone number

(646) 543-4099

Established

Delaware since 05/17/2018

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ANALYST HUB HOLDINGS, LLC	PARENT COMPANY
KRONENBERG, MICHAEL JEAN	CHIEF EXECUTIVE OFFICER	4451109
THORNTON, STEVEN LEE	FINOP / CHIEF COMPLIANCE OFFICER	4496384

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer D. Caplovitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Dawn Caplovitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

TELSEY ADVISORY GROUP LLC

PULSE TRADING, INC.

TELSEY HOLDINGS LLC

TRUIST SECURITIES, INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2007

Series 63

Date: 12/22/1997

SIE

Date: 10/1/2018

Series 7

Date: 9/15/1997

FINRA

Current Firm

ANALYST HUB SECURITIES, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ANALYST HUB SECURITIES, LLC

TRUST BUT VERIFY

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