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Ivan A. Golac

ALTERNA SECURITIES
Houston, TX 77056
Some features on this profile are disabled
CRD#: 2800489
IG

Professional summary

Ivan Alberto Golac is a registered financial professional currently at ALTERNA SECURITIES, INC. located in Houston, Texas.

Ivan is registered as a RR (Registered Representative) and started their career in finance in 1996. Ivan has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 6TO, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 6, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ivan Alberto Golac's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2010 - Present

ALTERNA SECURITIES, INC.

Office #1: 2800 Post Oak Blvd Suite 6300, Houston, TX 77056
BD
CRD#: 41139
Houston, TX
Past

June 18, 2012 - May 28, 2014

INTERTRADING SECURITIES

BD
CRD#: 153901
MIAMI, FL
Past

August 12, 2010 - September 2, 2011

USCA SECURITIES LLC

BD
CRD#: 103789
HOUSTON, TX
Past

March 30, 2010 - September 3, 2013

VALORES FINAMEX INTERNATIONAL, INC.

BD
CRD#: 26303
MAGNOLIA, TX
Past

April 27, 2005 - April 1, 2009

STANFORD GROUP COMPANY

RIA
CRD#: 39285
HOUSTON, TX
Past

January 22, 2004 - April 1, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
HOUSTON, TX
Past

November 12, 1996 - June 19, 1997

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/15/2016)
RR
Georgia
(2/13/2019)
RR
Illinois
(8/31/2015)
RR
Massachusetts
(9/21/2015)
RR
Nebraska
(1/13/2017)
RR
Texas
(3/18/2010)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/26/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/9/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 3/16/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 1/21/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/11/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/9/2004
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/25/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALTERNA SECURITIES, INC.
ACTINVER SECURITIES, INC. | ALTERNA SECURITIES, INC.

CRD#: 41139 / SEC#: , 8-49311

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
Mailing Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
Phone number
(713) 885-9843
Established
Delaware since 11/10/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALTERNA HOLDINGS, INC.SHAREHOLDER
DE LEON, PATRICIACOMPLIANCE OFFICER5316157
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
MAZA, FRANCISCO XAVIERPRESIDENT/CEO/CROP/SROP2786574
NUNN, RICHARD ANDREWFINOP1016528

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTERNA SECURITIES, INC.

CRD#: 41139Houston, TX 77056

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