William B. Ferretti
Professional summary
William Barron Ferretti, who also goes by Billy Ferretti, is a registered financial professional currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois.
William is registered as a RR (Registered Representative) and started their career in finance in 1996. William has worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Barron Ferretti's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2023 - Present
REGIMENT SECURITIES, LLC.
Office #1: 420 N. Wabash Avenue, Chicago, IL 60611July 6, 2005 - June 7, 2013
CITIGROUP GLOBAL MARKETS INC.
November 2, 2004 - June 8, 2005
HILLTOP SECURITIES INC.
November 8, 1996 - March 18, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2024)
(4/8/2024)
Exams
Series 82TO
Date: 9/25/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
REGIMENT SECURITIES, LLC.
CRD#: 311302 / SEC#: , 8-70607
Contact information
FINRA licenses (33 States and Territories)
Red Flags
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