Traci H. Segrest
Professional summary
Traci Hall Segrest, who also goes by Traci Ann Hall, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Shorter, Alabama and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Traci is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Traci has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Traci Hall Segrest's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
June 9, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111April 18, 2017 - June 6, 2022
UBS FINANCIAL SERVICES INC.
April 18, 2017 - June 6, 2022
UBS FINANCIAL SERVICES INC.
March 3, 2016 - April 11, 2017
MORGAN STANLEY
February 12, 2015 - April 11, 2017
MORGAN STANLEY
May 2, 2005 - February 17, 2015
SYNOVUS SECURITIES, INC.
April 23, 2005 - May 23, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 22, 1998 - April 23, 2005
SOUTHTRUST SECURITIES, LLC
May 15, 1997 - July 21, 1998
STERNE, AGEE & LEACH, INC.
February 10, 1997 - April 9, 1997
SOUTHTRUST SECURITIES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 2/2/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
