Ilka L. Lopez Miller
Professional summary
Ilka Lorraine Lopez Miller, who also goes by Ilka Lorraine Lopez, Ilka Lorraine Lopez Miller, Ilka Lorraine Lopez-miller, Ilka L Miller, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Thomaston, Connecticut and TRANSAMERICA INVESTORS SECURITIES, LLC located in Brewster, New York.
Ilka is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Ilka has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ilka Lorraine Lopez Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2022 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
June 1, 2022 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
April 4, 2022 - May 24, 2022
EMPOWER FINANCIAL SERVICES, INC.
October 5, 2020 - November 29, 2020
PRUDENTIAL SELECT STRATEGIES LLC
July 7, 2020 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 11, 2019 - February 3, 2020
KESTRA INVESTMENT SERVICES, LLC
May 1, 2014 - September 5, 2018
MML DISTRIBUTORS, LLC
March 28, 2006 - May 1, 2014
MML INVESTORS SERVICES, LLC
August 18, 1998 - February 14, 2006
VOYA FINANCIAL PARTNERS, LLC
October 22, 1996 - March 5, 1997
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2022)
(6/1/2022)
Exams
Series 7TO
Date: 9/21/2020
General Securities Representative ExaminationFINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
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