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Jerry Anthony Desiderio

CRD# 2799614·Registered 1996 - 2023
Previously Registered: Being a previously registered professional could mean that Jerry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jerry Anthony Desiderio, who also goes by Gennaro Desiderio, was a registered financial advisor. Jerry was a previously registered financial professional and started their career in finance 1996 - 2023. Jerry had worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 52TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gennaro Desiderio

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
Red Bank, NJ
November 24, 2020 - May 19, 2023
R.M. STARK & CO., INC.·CRD# 7612
BD
Lake Worth Beach, FL
August 18, 2008 - October 27, 2020
KOVACK ADVISORS, INC.·CRD# 140808
RIA
Ft. Lauderdale, FL
May 8, 2008 - August 18, 2008
KOVACK SECURITIES INC.·CRD# 44848
BD
Fort Lauderdale, FL
May 6, 2008 - August 18, 2008
K.W. BROWN INVESTMENTS·CRD# 16492
RIA
Delray Beach, FL
July 19, 2006 - March 7, 2008
21TH CENTURY ADVISORS INC·CRD# 106038
RIA
Delray Beach, FL
April 7, 2004 - March 7, 2008
K.W. BROWN INVESTMENTS·CRD# 16492
BD
Delray Beach, FL
August 29, 2003 - March 7, 2008
HERBERT J. SIMS & CO, INC.·CRD# 3420
BD
Fairfield, CT
July 9, 2003 - August 19, 2003
UNIFIED FINANCIAL SECURITIES, LLC·CRD# 7868
BD
Indianapolis, IN
November 1, 2000 - December 3, 2001
AMERIPRIME FINANCIAL SECURITIES, INC.·CRD# 38183
BD
Southlake, TX
September 21, 1998 - November 1, 2000
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
December 18, 1997 - July 6, 1998
JOSEPH CHARLES & ASSOC., INC.·CRD# 3949
BD
Boca Raton, FL
May 23, 1997 - September 19, 1997
JW GENESIS CLEARING CORP.·CRD# 6631
BD
Boca Raton, FL
December 3, 1996 - February 5, 1997

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Current Firm

AC
ALEXANDER CAPITAL, L.P.

ALEXANDER CAPITAL, L.P.

CRD#: 40077 / SEC#: 8-48957
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701

Mailing Address

10 Drs James Parker Blvd Suite 201, Red Bank, NJ 07701

Phone Number

(212) 687-5650

Established

Delaware since 11/28/1995

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SENA MANAGEMENT LLCPARTNER—
JSEC INCPARTNER—
SALKIND, CATHERINE PPARTNER7021439
RUGGIERE, JOSEPH MATTHEWPARTNER2548108
RUGGIERE, WAYNE NMNPARTNER7200730
SALKIND, GENE ZPARTNER7021417
AMATO, JOSEPH ANTHONYCEO2751635
ELDREDGE, MICHAEL WILLIAMBRANCH MANAGER ATL OFFICE2903014
FAUCI, JODIGENERAL SECS PRINCIPAL4189732
FEMIANO, JOHN FRANCISGENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL2132030
FRANCONE, VITO ANTONIO IICOMPLIANCE ASSOCIATE2349326
GUIDICIPIETRO, ROCCO GERARDCOO2489732
KRISPEAL, RAQUEL ESENIOR COMPLIANCE OFFICER, BRANCH MANAGER5733217
MARTORANO, CARL MARIOBRANCH MANAGER/OPERATIONS MANAGER/ROSFP2286051
MESSINA, PAUL MICHAELGENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL5897543
MISITI, MICHELE ANNCHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER1931272
ROTH, BARBARA NMNPARTNER7200728
SKOVRONCK, JEANPAUL CHARLESDESIGNATED SUPERVISOR, DEPUTY AML OFFICER2744738
STACK, TIMOTHYSENIOR COMPLIANCE OFFICER1426363
STAFFORD, LAWRENCE ROBERTCHIEF TECHNOLOGY OFFICER7046577
SULLIVAN, THOMAS FRANCISFINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL1145000
THE SALKIND FAMILY FOUNDATIONPARTNER—

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2004About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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