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Carl Mario Martorano

ALEXANDER CAPITAL, L.P.
RED BANK, NJ
·CRD# 2286051·33 years experience

Professional Summary

Carl Mario Martorano, who also goes by Carl M Martorano, is a registered financial advisor currently at ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey. Carl is registered as a RR (Registered Representative) and started their career in finance in 1993. Carl has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Carl M Martorano

Blog Corner

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What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701
September 17, 2018 - Present
BAYES CAPITAL LLC·CRD# 159644
BD
Westwood, NJ
January 12, 2017 - April 21, 2017
LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
August 1, 2007 - December 14, 2016
ELECTRONIC SECURITIES PROCESSING (ESP) LLC·CRD# 103730
BD
New York, NY
March 23, 2004 - August 1, 2007
ELECTRONIC SECURITIES PROCESSING (ESP) LLC·CRD# 103730
BD
New York, NY
June 16, 2003 - February 5, 2004
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
November 3, 1998 - June 6, 2003
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
November 15, 1995 - December 2, 1997
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
February 10, 1995 - March 3, 1995
RUSSO SECURITIES INC.·CRD# 14425
BD
Staten Island, NY
February 10, 1994 - January 15, 1995
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
August 25, 1993 - February 7, 1994
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
January 25, 1993 - May 26, 1993

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Current Firm

AC
ALEXANDER CAPITAL, L.P.

ALEXANDER CAPITAL, L.P.

CRD#: 40077 / SEC#: 8-48957
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701

Mailing Address

10 Drs James Parker Blvd Suite 201, Red Bank, NJ 07701

Phone Number

(212) 687-5650

Established

Delaware since 11/28/1995

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SENA MANAGEMENT LLCPARTNER—
JSEC INCPARTNER—
SALKIND, CATHERINE PPARTNER7021439
RUGGIERE, JOSEPH MATTHEWPARTNER2548108
RUGGIERE, WAYNE NMNPARTNER7200730
SALKIND, GENE ZPARTNER7021417
AMATO, JOSEPH ANTHONYCEO2751635
ELDREDGE, MICHAEL WILLIAMBRANCH MANAGER ATL OFFICE2903014
FAUCI, JODIGENERAL SECS PRINCIPAL4189732
FEMIANO, JOHN FRANCISGENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL2132030
FRANCONE, VITO ANTONIO IICOMPLIANCE ASSOCIATE2349326
GUIDICIPIETRO, ROCCO GERARDCOO2489732
KRISPEAL, RAQUEL ESENIOR COMPLIANCE OFFICER, BRANCH MANAGER5733217
MARTORANO, CARL MARIOBRANCH MANAGER/OPERATIONS MANAGER/ROSFP2286051
MESSINA, PAUL MICHAELGENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL5897543
MISITI, MICHELE ANNCHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER1931272
ROTH, BARBARA NMNPARTNER7200728
SKOVRONCK, JEANPAUL CHARLESDESIGNATED SUPERVISOR, DEPUTY AML OFFICER2744738
STACK, TIMOTHYSENIOR COMPLIANCE OFFICER1426363
STAFFORD, LAWRENCE ROBERTCHIEF TECHNOLOGY OFFICER7046577
SULLIVAN, THOMAS FRANCISFINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL1145000
THE SALKIND FAMILY FOUNDATIONPARTNER—

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/29/2026)
RR
Alaska
(5/29/2026)
RR
Arizona
(5/29/2026)
RR
Arkansas
(5/29/2026)
RR
California
(9/12/2019)
RR
Colorado
(5/29/2026)
RR
Connecticut
(6/1/2026)
RR
Delaware
(3/11/2026)
RR
District of Columbia
(5/29/2026)
RR
Florida
(5/8/2020)
RR
Georgia
(5/29/2026)
RR
Hawaii
(3/11/2026)
RR
Idaho
(5/29/2026)
RR
Illinois
(5/29/2026)
RR
Indiana
(5/29/2026)
RR
Iowa
(5/29/2026)
RR
Kansas
(5/29/2026)
RR
Kentucky
(5/29/2026)
RR
Louisiana
(5/29/2026)
RR
Maine
(5/29/2026)
RR
Maryland
(5/29/2026)
RR
Massachusetts
(1/22/2019)
RR
Michigan
(5/29/2026)
RR
Minnesota
(5/29/2026)
RR
Mississippi
(5/29/2026)
RR
Missouri
(5/29/2026)
RR
Montana
(4/6/2026)
RR
Nebraska
(5/29/2026)
RR
Nevada
(5/29/2026)
RR
New Hampshire
(5/29/2026)
RR
New Jersey
(9/17/2018)
RR
New Mexico
(10/1/2024)
RR
New York
(9/17/2018)
RR
North Carolina
(5/29/2026)
RR
North Dakota
(5/29/2026)
RR
Ohio
(5/29/2026)
RR
Oklahoma
(1/30/2026)
RR
Oregon
(5/29/2026)
RR
Pennsylvania
(8/12/2025)
RR
Puerto Rico
(5/29/2026)
RR
Rhode Island
(5/29/2026)
RR
South Carolina
(5/29/2026)
RR
South Dakota
(5/29/2026)
RR
Tennessee
(5/29/2026)
RR
Texas
(5/29/2026)
RR
Utah
(5/29/2026)
RR
Vermont
(5/29/2026)
RR
Virgin Islands
(5/29/2026)
RR
Virginia
(5/29/2026)
RR
Washington
(3/17/2026)
RR
West Virginia
(5/29/2026)
RR
Wisconsin
(5/29/2026)
RR
Wyoming
(5/29/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2004About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 1999

Series 7 — General Securities Representative Examination

Passed Jan 1993About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2020About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Carl Mario Martorano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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CM
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