Cheryl L. Persons
Professional summary
Cheryl Leask Persons, who also goes by Cheryl Lee King, Cheryl King Leask, Cheryl King Persons, Cheryl L. Persons, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Austin, Texas and FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.
Cheryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Cheryl has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cheryl Leask Persons's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2024 - Present
FROST INVESTMENT SERVICES
Office #1: 8111 N Fm 620 Rd, Austin, TX 78726July 26, 2024 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 111 W Houston Ste 100, San Antonio, TX 78205September 3, 2021 - July 25, 2024
PNC WEALTH MANAGEMENT LLC
September 3, 2021 - July 25, 2024
PNC WEALTH MANAGEMENT LLC
August 27, 2014 - August 27, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 16, 2013 - August 27, 2021
BBVA SECURITIES INC.
February 3, 2010 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
December 21, 2007 - May 29, 2008
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 23, 2003 - February 3, 2006
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 23, 2003 - February 3, 2006
BBVA COMPASS INVESTMENT SOLUTIONS, INC
December 16, 2002 - October 13, 2003
METROPOLITAN LIFE INSURANCE COMPANY
December 16, 2002 - October 13, 2003
MSI FINANCIAL SERVICES, INC.
January 26, 2000 - June 6, 2001
LPL FINANCIAL LLC
October 15, 1998 - December 14, 1999
BANK UNITED SECURITIES CORP.
January 30, 1997 - October 14, 1998
COMERICA SECURITIES
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2024)
(7/26/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
