Larry E. Lutz
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
TAMPA, FL 33619
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CRD#: 2799560
Professional summary
Larry Edgar Lutz, who also goes by Larry Edgar Lutz Jr, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Tampa, Florida.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Larry has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Edgar Lutz Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc WealthWaveTampaFloridaUnited StatesNoNone 05/2022PRESENT NET LAW POSITION: Referral source NATURE: Referral for wills, trusts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2024 ADDRESS: 12910 Shelbyville Road, Suite 124, Louisville KY 40243, United States DESCRIPTION: Occasionally refer clients and prospects to them if wills, trusts are needed. Maybe 1 hours a month. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION POSITION: CFEd NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 8301 E Prentice Ave, Suite 312, Greenwood Village CO 80111, United States DESCRIPTION: I will promote and provide financial education courses to businesses and employer groups as a Heartland CFEd
CRS (Client Relationship Summary) - RIA
Click below to view Larry Edgar Lutz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Larry Edgar Lutz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2022 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 410 S. Ware Blvd. Ste 410, Tampa, FL 33619RIA
BD
CRD#: 16164
TAMPA, FL
Current
June 14, 2022 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 410 S. Ware Blvd. Ste 410, Tampa, FL 33619RIA
BD
CRD#: 16164
TAMPA, FL
Past
May 2, 2019 - June 9, 2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
August 9, 2017 - April 29, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
October 14, 2016 - August 7, 2017
ATEL SECURITIES CORPORATION
BD
CRD#: 17229
San Francisco, CA
Past
May 6, 2010 - October 4, 2016
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
June 21, 2007 - April 30, 2010
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
June 27, 2001 - June 19, 2007
DIRECTED SERVICES LLC
BD
CRD#: 21675
WEST CHESTER, PA
Past
August 15, 2000 - March 12, 2001
TOUCHSTONE SECURITIES, INC.
BD
CRD#: 1526
CINCINNATI, OH
Past
October 1, 1996 - June 6, 2000
ATEL SECURITIES CORPORATION
BD
CRD#: 17229
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/27/2022)
RR
Florida(6/15/2022)
IAR
Florida(6/20/2022)
RR
Georgia(8/1/2022)
RR
Indiana(8/23/2024)
RR
South Carolina(9/9/2022)
RR
Texas(12/6/2023)
IAR
Texas(12/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Tampa, FL 33619TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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