Matthew James Schafer
Professional Summary
Matthew James Schafer, who also goes by Matthew J Schafer, is a registered financial advisor currently at SEQUOIA WEALTH MANAGEMENT GROUP located in Gardnerville, Nevada. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Matthew J Schafer
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
D.A. DAVIDSON & CO.
VANGUARD ADVISERS, INC.
WEDBUSH SECURITIES INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
D.A. DAVIDSON & CO.
VANGUARD ADVISERS, INC.
WEDBUSH SECURITIES INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
D.A. DAVIDSON & CO.
VANGUARD ADVISERS, INC.
WEDBUSH SECURITIES INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
D.A. DAVIDSON & CO.
VANGUARD ADVISERS, INC.
WEDBUSH SECURITIES INC.
Years of Experience
30 years in the financial services industry
Current & Past Employments
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
D.A. DAVIDSON & CO.
VANGUARD ADVISERS, INC.
WEDBUSH SECURITIES INC.
Current Firm
SEQUOIA WEALTH MANAGEMENT GROUP | SEQUOIA WEALTH MANAGEMENT GROUP LLC
Contact Information
Main Address
Gardnerville, NVMailing Address
Po Box 1449, Minden, NV 89423Phone Number
(707) 763-8600# of Employees
3SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
327AUM (Assets Under Management)
$238,361,413Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
D.A. DAVIDSON & CO.
VANGUARD ADVISERS, INC.
WEDBUSH SECURITIES INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
D.A. DAVIDSON & CO.
VANGUARD ADVISERS, INC.
WEDBUSH SECURITIES INC.
Primary Firm SEC Registration
SEQUOIA WEALTH MANAGEMENT GROUP | SEQUOIA WEALTH MANAGEMENT GROUP LLC
State Registrations and Notice Filings
(12/1/2022)
(2/18/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2011About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2010About the Series 9 examSimilar Advisors
INDEPENDENCE CAPITAL CO., INC.
D.A. DAVIDSON & CO.
VANGUARD ADVISERS, INC.
WEDBUSH SECURITIES INC.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Schafer's CRS (Customer Relationship Summary).
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
D.A. DAVIDSON & CO.
VANGUARD ADVISERS, INC.
WEDBUSH SECURITIES INC.
