John B. Barber

TRIVANT CUSTOM PORTFOLIO GROUP LLC

SAN DIEGO, CA 92101

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CRD#: 2799248

Professional summary

John Bruce Barber is a registered financial advisor currently at TRIVANT CUSTOM PORTFOLIO GROUP LLC located in San Diego, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 7 firms and has passed the Series 63, Series 3, Series 7, Series 8 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Bruce Barber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2004 - Present

TRIVANT CUSTOM PORTFOLIO GROUP LLC

Office #1: 600 W Broadway Suite 225, San Diego, CA 92101

RIA

CRD#: 129803

SAN DIEGO, CA

Past

October 4, 2001 - December 31, 2002

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

January 12, 2001 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

June 1, 1998 - May 3, 2000

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

August 26, 1997 - June 1, 1998

JACK WHITE & COMPANY, INC.

CRD#: 7645

Past

October 17, 1996 - April 29, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 17, 1996 - April 29, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIVANT CUSTOM PORTFOLIO GROUP LLC

CRD#: 129803 / SEC#: 801-117351

RIA

Registered Investment Advisory firm - (9/13/2019 Approved)

California

Registered Investment Advisory firm - (10/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/1/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/4/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/16/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/22/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 4

Date: 1/14/1998

Registered Options Principal Examination

Current Firm

TRIVANT CUSTOM PORTFOLIO GROUP LLC

CRD#: 129803 / SEC#: 801-117351

RIA

Registered Investment Advisory firm - (9/13/2019 Approved)

California

Registered Investment Advisory firm - (10/27/2019 Terminated)

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Contact information

Main Address

600 W Broadway Suite 225, San Diego, CA 92101

Mailing Address

Phone number

(619) 286-3930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRIVANT CUSTOM PORTFOLIO GROUP - FORM ADV PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 217,540,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John B. Barber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Bruce Barber's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

FIRST FUND DISTRIBUTORS, INC.

TD AMERITRADE, INC.

JACK WHITE & COMPANY, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TRIVANT CUSTOM PORTFOLIO GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/10/1996

Series 3

Date: 8/4/1998

Series 7

Date: 10/16/1996

Series 8

Date: 7/22/1999

Series 4

Date: 1/14/1998

Current Firm

TRIVANT CUSTOM PORTFOLIO GROUP LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRIVANT CUSTOM PORTFOLIO GROUP LLC

TRUST BUT VERIFY

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