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LH

Lillian V. Hodges

NATIONWIDE INVESTMENT SERVICES
Columbus, OH 43215
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CRD#: 2798161
LH

Professional summary


Lillian Villarubia Hodges, who also goes by Lillian V Hodges, Lillian Estonina VIllarubia, Lillian Mae Estonina Villarubia, Lillian Mae Estonina Villarubia, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.

Lillian is registered as a RR (Registered Representative) and started their career in finance in 1997. Lillian has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lillian V Hodges | Lillian Estonina Villarubia | Lillian Mae Estonina Villarubia | Lillian Mae Estonina Villarubia

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lillian Villarubia Hodges's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 2, 2022 - Present

NATIONWIDE INVESTMENT SERVICES CORPORATION

Office #1: One Nationwide Plaza, Columbus, OH 43215
BD
CRD#: 7110
Columbus, OH
Past

February 11, 2021 - August 1, 2022

BRIGHTHOUSE SECURITIES, LLC

BD
CRD#: 285300
CHARLOTTE, NC
Past

April 1, 2019 - September 11, 2019

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

June 15, 2016 - January 10, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ST PETERSBURG, FL
Past

November 3, 2011 - July 1, 2014

VALMARK SECURITIES, INC.

BD
CRD#: 31243
LAGUNA HILLS, CA
Past

September 29, 2008 - October 21, 2010

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
GARDENA, CA
Past

September 21, 2007 - August 8, 2008

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEWPORT BEACH, CA
Past

September 20, 2007 - August 8, 2008

LPL FINANCIAL LLC

BD
CRD#: 6413
NEWPORT BEACH, CA
Past

January 11, 2007 - March 21, 2007

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
IRVINE, CA
Past

August 21, 1998 - September 20, 2006

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA
Past

October 14, 1997 - August 7, 1998

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/24/2022)
RR
Alaska
(8/24/2022)
RR
Arizona
(8/24/2022)
RR
Arkansas
(8/24/2022)
RR
California
(8/24/2022)
RR
Colorado
(8/2/2022)
RR
Connecticut
(8/24/2022)
RR
Delaware
(8/24/2022)
RR
District of Columbia
(8/24/2022)
RR
Florida
(8/24/2022)
RR
Georgia
(8/24/2022)
RR
Hawaii
(8/24/2022)
RR
Idaho
(8/24/2022)
RR
Illinois
(8/24/2022)
RR
Indiana
(8/24/2022)
RR
Iowa
(8/24/2022)
RR
Kansas
(8/24/2022)
RR
Kentucky
(8/24/2022)
RR
Louisiana
(8/24/2022)
RR
Maine
(8/24/2022)
RR
Maryland
(8/24/2022)
RR
Massachusetts
(8/24/2022)
RR
Michigan
(8/24/2022)
RR
Minnesota
(8/24/2022)
RR
Mississippi
(8/24/2022)
RR
Missouri
(8/24/2022)
RR
Montana
(8/24/2022)
RR
Nebraska
(8/24/2022)
RR
Nevada
(8/24/2022)
RR
New Hampshire
(8/24/2022)
RR
New Jersey
(8/24/2022)
RR
New Mexico
(8/24/2022)
RR
New York
(8/24/2022)
RR
North Carolina
(8/24/2022)
RR
North Dakota
(8/24/2022)
RR
Ohio
(8/26/2022)
RR
Oklahoma
(8/24/2022)
RR
Oregon
(8/24/2022)
RR
Pennsylvania
(8/24/2022)
RR
Puerto Rico
(8/24/2022)
RR
Rhode Island
(8/24/2022)
RR
South Carolina
(8/24/2022)
RR
South Dakota
(8/24/2022)
RR
Tennessee
(8/24/2022)
RR
Texas
(8/24/2022)
RR
Utah
(8/24/2022)
RR
Vermont
(8/24/2022)
RR
Virginia
(8/24/2022)
RR
Washington
(8/24/2022)
RR
West Virginia
(8/24/2022)
RR
Wisconsin
(8/24/2022)
RR
Wyoming
(8/24/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 4/1/1997
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/24/1996
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


NI
NATIONWIDE INVESTMENT SERVICES CORPORATION
NATIONWIDE INVESTMENT ADVISORS, LLC | PEBSCO SECURITIES CORP. | NATIONWIDE RETIREMENT INSTITUTE, A DIVISION OF NISC | NATIONWIDE INVESTMENT SVCS. CORPORATION | NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110 / SEC#: , 8-20254

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
+1 (800) 882-2822
Established
Oklahoma since 03/19/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
NATIONWIDE LIFE INSURANCE COMPANYSHAREHOLDER
AMBROZY, TINA SPRESIDENT/BOARD DIRECTOR3149224
HAWLEY, CRAIG ALANBOARD DIRECTOR4499105
RABENSTINE, JAMES JAYCHIEF COMPLIANCE OFFICER2025566
ROSWELL, EWAN THEODOREAVP, FINANCE CONTROLLERSHIP-NF AND FINOP3056545
STEVENSON, ERIC RAYBOARD DIRECTOR5250338

Disclosures


Regulatory Event4
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110Columbus, OH 43215

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