Siobhan M. Morden
Professional summary
Siobhan Manning Morden, who also goes by Siobhan Macphee Manning, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.
Siobhan is registered as a RR (Registered Representative) and started their career in finance in 1996. Siobhan has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Siobhan Manning Morden's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2023 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 437 Madison Avenue 6th Floor, New York, NY 10022June 28, 2022 - February 6, 2023
SANTANDER INVESTMENT SECURITIES INC.
July 8, 2019 - June 24, 2022
SANTANDER US CAPITAL MARKETS LLC
November 18, 2015 - May 7, 2019
NOMURA SECURITIES INTERNATIONAL, INC.
February 28, 2012 - November 13, 2015
JEFFERIES LLC
July 30, 2008 - January 30, 2012
NATWEST MARKETS SECURITIES INC.
January 4, 2006 - August 1, 2008
ABN AMRO INCORPORATED
February 28, 2005 - November 29, 2005
WELLS FARGO SECURITIES, LLC
August 4, 2000 - February 22, 2005
CABOTO USA, INC.
September 29, 1997 - July 19, 2000
UBS FINANCIAL SERVICES INC.
November 13, 1996 - September 8, 1997
SANTANDER INVESTMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2023)
Exams
FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
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