HM
Hani Y. Musleh
CETERA INVESTMENT ADVISERS LLC
LOS ANGELES, CA 90010
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CRD#: 2797777
HM
Professional summary
Hani Yacoub Musleh is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Los Angeles, California and CETERA WEALTH SERVICES, LLC located in Los Angeles, California.
Hani is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Hani has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/14 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND ANNUITIES 2. NAME OF OTHER BUSINESS: SGH & ASSOCIATES INVESTMENT RELATED: NO ADDRESS: 13376 WASHINGTON BLVD MARINA DEL REY CA 90292 NATURE OF BUSINESS: RENTALS START DATE: 1997 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNER OF RENTAL PROPERTIES 3. NAME OF OTHER BUSINESS: GYNETECH INC. INVESTMENT RELATED: NO ADDRESS: 4333 ADMIRALTY WAY 100 MARINA DEL REY CA 90292 NATURE OF BUSINESS: DISPOSABLE MEDICAL EQUIPMENT START DATE: 2010 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: OWNER 4. NAME OF OTHER BUSINESS: ALADDIN MEDIA GROUP INVESTMENT RELATED: NO ADDRESS: 4333 ADMIRALTY WAY 100 MARINA DEL REY CA 90292 NATURE OF BUSINESS: FILM DISTRIBUTION START DATE: 2007 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PARTNER; 5. NAME OF OTHER BUSINESS: IN-HOME SUPPORTIVE SERVICES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SUPPORTIVE SERVICES, START DATE: 06/2022, POSITION/TITLE/RELATIONSHIP: CAREGIVER, APX NUMBER OF HOURS PER WEEK: 20, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE IN-HOME SERVICES; 6. NAME OF OTHER BUSINESS: RAMADANCO LI A'ALI ALBIHAR; INVESTMENT RELATED: NO; ADDRESS: 4337 MARINA CITY 337E, MARINA DEL REY, CA 90292; NATURE OF BUSINESS: REAL ESTATE; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE PERSONAL PROPERTIES;
CRS (Client Relationship Summary) - RIA
Click below to view Hani Yacoub Musleh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010RIA
CRD#: 105644
LOS ANGELES, CA
Current
January 17, 2014 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010BD
CRD#: 13572
Los Angeles, CA
Past
January 17, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 11, 2012 - December 2, 2013
GBS FINANCIAL CORP.
RIA
CRD#: 16906
MARINA DEL REY, CA
Past
July 11, 2012 - December 2, 2013
GBS FINANCIAL CORP.
BD
CRD#: 16906
PASADENA, CA
Past
June 1, 2010 - March 16, 2012
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
PASADENA, CA
Past
March 16, 2009 - March 16, 2012
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
PASADENA, CA
Past
July 19, 2006 - March 18, 2009
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
PASADENA, CA
Past
June 16, 2004 - July 18, 2006
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
LOS ANGELES, CA
Past
January 30, 2004 - July 18, 2006
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LOS ANGELES, CA
Past
June 29, 2000 - July 30, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BEVERLY HILLS, CA
Past
April 28, 2000 - July 30, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
May 12, 1998 - May 3, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
December 6, 1996 - May 9, 1997
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/17/2014)
IAR
California(6/29/2023)
RR
Washington(3/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
