Everett K. Wallace
Professional summary
Everett Kenhelm Wallace II, who also goes by Everett Kehhelm Wallace, is a registered financial professional currently at E.K. WALLACE SECURITIES LLC located in New York, New York.
Everett is registered as a RR (Registered Representative) and started their career in finance in 2002. Everett has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Everett Kenhelm Wallace II's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2011 - Present
E.K. WALLACE SECURITIES LLC
January 9, 2002 - October 14, 2003
ALLEN & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
E.K. WALLACE SECURITIES LLC
CRD#: 148235 / SEC#: , 8-67987
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WALLACE, EVERETT KENHELM II | CEO, CCO,AMLCO,EXECUTIVE REPRESENTATIVE | |
| ALVAREZ, ENRIQUE | FINOP | 4622342 |
Red Flags
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