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Daniel Thomas Bardelli

NPM SECURITIES
NEW YORK, NY
·CRD# 2796631·29 years experience

Professional Summary

Daniel Thomas Bardelli, who also goes by Daniel T Bardelli, Daniel Bardelli, is a registered financial advisor currently at NPM SECURITIES, LLC located in New York, New York and NFSTX, LLC located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 16 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel T Bardelli, Daniel Bardelli

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

NPM SECURITIES, LLC·CRD# 168469
BD
3 East 28th Street 7th Floor, New York, NY 10016
August 12, 2025 - Present
NFSTX, LLC·CRD# 172583
BD
3 East 28th Street 7th Floor, New York, NY 10016
September 22, 2026 - Present
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
June 2, 2025 - August 15, 2025
LPL ENTERPRISE, LLC·CRD# 8733
BD
Fort Mill, SC
April 3, 2024 - June 26, 2025
LIQUIDNET, INC.·CRD# 103987
BD
New York, NY
April 6, 2023 - September 8, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
New York, NY
March 2, 2022 - September 8, 2023
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
November 24, 2015 - June 30, 2023
SIEBERT INVESTMENT ADVISORS, INC.·CRD# 169231
RIA
New York, NY
November 19, 2014 - April 9, 2015
SIEBERT WILLIAMS SHANK & CO., LLC·CRD# 42568
BD
New York, NY
August 8, 2014 - January 9, 2015
SIEBERT INVESTMENT ADVISORS, INC.·CRD# 169231
RIA
New York, NY
April 2, 2014 - June 10, 2014
MURIEL SIEBERT & CO., LLC·CRD# 5376
BD
New York, NY
January 7, 2014 - November 20, 2015
SPEEDTRADER, INC·CRD# 107403
BD
Carmel, NY
July 16, 2002 - September 9, 2013
BLACKWOOD SECURITIES, LLC·CRD# 44669
BD
New York, NY
November 20, 2000 - April 18, 2002
STOCK USA, INC.·CRD# 40687
BD
El Cajon, CA
August 1, 1999 - August 31, 2000
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
March 10, 1998 - July 13, 1999
ADOLPH KOMORSKY INVESTMENTS·CRD# 30838
BD
Tarrytown, NY
November 5, 1997 - January 30, 1998
MONROE PARKER SECURITIES, INC.·CRD# 31204
BD
Purchase, NY
April 1, 1997 - September 26, 1997

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Current Firm

NL
NFSTX, LLC

NFSTX, LLC | SMTX, LLC

CRD#: 172583 / SEC#: 8-69512
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

3 East 28th Street 7th Floor, New York, NY 10016

Mailing Address

3 East 28th Street 7th Floor, New York, NY 10016

Phone Number

(212) 381-6440

Established

Delaware since 07/23/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NASDAQ FUND SECONDARIES, LLC100% OWNER OF NFSTX, LLC—
AFONJA, LATIFATFINOP5443130
CALLAHAN, THOMAS FRANCISCEO2278823
SETARO, CHRISTOPHER MICHAELCCO / CRO2635774

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(8/12/2025)
RR
New York
(9/7/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Mar 1997About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2005About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2002About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 1999About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Thomas Bardelli's CRS (Customer Relationship Summary).

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