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DB

Daniel T. Bardelli

NPM SECURITIES
New York, NY 10016
Some features on this profile are disabled
CRD#: 2796631
DB

Professional summary


Daniel Thomas Bardelli, who also goes by Daniel T Bardelli, Daniel Bardelli, is a registered financial professional currently at NPM SECURITIES, LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 15 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Daniel T Bardelli | Daniel Bardelli

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Daniel Thomas Bardelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 12, 2025 - Present

NPM SECURITIES, LLC

Office #1: 3 East 28th Street 7th Floor, New York, NY 10016
BD
CRD#: 168469
New York, NY
Past

June 2, 2025 - August 15, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

April 3, 2024 - June 26, 2025

LPL ENTERPRISE, LLC

BD
CRD#: 8733
FORT MILL, SC
Past

April 6, 2023 - September 8, 2023

LIQUIDNET, INC.

BD
CRD#: 103987
NEW YORK, NY
Past

March 2, 2022 - September 8, 2023

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY
Past

November 24, 2015 - June 30, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
New York, NY
Past

November 19, 2014 - April 9, 2015

SIEBERT INVESTMENT ADVISORS, INC.

RIA
CRD#: 169231
NEW YORK, NY
Past

August 8, 2014 - January 9, 2015

SIEBERT WILLIAMS SHANK & CO., LLC

BD
CRD#: 42568
NEW YORK, NY
Past

April 2, 2014 - June 10, 2014

SIEBERT INVESTMENT ADVISORS, INC.

RIA
CRD#: 169231
NEW YORK, NY
Past

January 7, 2014 - November 20, 2015

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY
Past

July 16, 2002 - September 9, 2013

SPEEDTRADER, INC

BD
CRD#: 107403
CARMEL, NY
Past

November 20, 2000 - April 18, 2002

BLACKWOOD SECURITIES, LLC

BD
CRD#: 44669
NEW YORK, NY
Past

August 1, 1999 - August 31, 2000

STOCK USA, INC.

BD
CRD#: 40687
EL CAJON, CA
Past

March 10, 1998 - July 13, 1999

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

November 5, 1997 - January 30, 1998

ADOLPH KOMORSKY INVESTMENTS

BD
CRD#: 30838
TARRYTOWN, NY
Past

April 1, 1997 - September 26, 1997

MONROE PARKER SECURITIES, INC.

BD
CRD#: 31204
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/12/2025)
RR
New York
(9/7/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/3/2014
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/3/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


NS
NPM SECURITIES, LLC
NPM SECURITIES, LLC

CRD#: 168469 / SEC#: , 8-69312

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
3 East 28th Street 7th Floor, New York, NY 10016
Mailing Address
3 East 28th Street 7th Floor, New York, NY 10016
Phone number
(646) 968-7064
Established
Delaware since 05/01/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
NASDAQ PRIVATE MARKET, LLC (FKA: COPELAND MARKETS)SHAREHOLDER
AFONJA, LATIFATFINOP5443130
CALLAHAN, THOMAS FRANCISCHIEF EXECUTIVE OFFICER2278823
KROCULICK, ANDREW JOHNHEAD OF BUSINESS OPERATIONS AND CLIENT EXPERIENCE7759899
SETARO, CHRISTOPHER MICHAELCHIEF COMPLIANCE OFFICER2635774

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NPM SECURITIES, LLC

CRD#: 168469New York, NY 10016

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