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Charles Vaccarro

CRD# 2796589·Registered 1996 - 2003
Suspended: Charles Vaccarro was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Charles Vaccarro, who also goes by Charles Vaccaro, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1996 - 2003. Charles had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Charles Vaccaro

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

F1 TRADING.COM, INC.·CRD# 20375
BD
Mineola, NY
January 24, 1997 - August 21, 2003
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
September 30, 1996 - February 11, 1997

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Current Firm

FT
F1 TRADING.COM, INC.

F1 TRADING.COM, INC. | GOLD COUNTRY SECURITIES

CRD#: 20375 / SEC#: 8-38287
BD
Cancelled by SEC on 10/04/2006

Contact Information

Established

California since 05/05/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
F1 HOLDING.COMSHAREHOLDER—
COX, CHRISTOPHER JOSEPHSROP/CROP2723225
VACCARRO, CHARLESPRESIDENT/SECRETARY2796589
ZELIN, LAWRENCE ARNOLDFINOP1655034

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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