Kenneth L. Cook

BLACKRIDGE ASSET MANAGEMENT

San Antonio, TX 78216

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CRD#: 2795902

Professional summary

Kenneth Lowell Cook, CFP® is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in San Antonio, Texas and PEAK BROKERAGE SERVICES, LLC located in San Antonio, Texas.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kenneth has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) TAX PREPARATION; KENNETH COOK; 1% TIME SPENT; 100% OWNERSHIP. (2)INSURANCE SALES; KENNETH COOK; 1% TIME SPENT; 100% OWNERSHIP. (3) COOK FINANCIAL GROUP; SINCE 01/01/2000; SAME AS BRANCH ADDRESS; OWNER; SECurities sales, financial planning..DBA; 175 HOURS SPENT ON ACTIVITY PER MONTH, 175 HOURS SPENT ON ACTIVITY PER MONTH DURING TRADING HOURS (4) Blackridge Asset Management; IAR; Investment Allocation Management; CFP; Approx Hours Spent On Activity Per Month: 25; Approx Hours Spent On Activity Per Month During Trading Hours: 15; Start Date: 2.1.18 (5) Cook Financial Group; Website with videos on youtube; Not Investment Related; Annual Income: 0; Start Date: 7/19; Approx Hours Spent On Activity Per Month: 2; Approx Hours Spent On Activity Per Month During Trading Hours: 0 (6) Uber; Driver; Start Date: 7/7/22; Approx Hours Spent On Activity Per Month: 20; Approx Hours Spent On Activity Per Month During Trading Hours: 1.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lowell Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

January 31, 2018 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 401 Isom Road Suite 205, San Antonio, TX 78216

RIA

CRD#: 277085

San Antonio, TX

Current

January 31, 2018 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 401 Isom Road Suite 205, San Antonio, TX 78216

CRD#: 157045

San Antonio, TX

Past

May 16, 2014 - February 7, 2018

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

CONROE, TX

Past

May 16, 2014 - February 7, 2018

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

CONROE, TX

Past

November 30, 2011 - December 19, 2011

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

COLLEGE STATION, TX

Past

November 30, 2011 - December 7, 2011

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

COLLEGE STATION, TX

Past

March 31, 2008 - May 23, 2014

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

COLLEGE STATION, TX

Past

March 31, 2008 - May 23, 2014

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

COLLEGE STATION, TX

Past

July 11, 2006 - August 20, 2008

OBS FINANCIAL

RIA

CRD#: 138615

CONCORD, CA

Past

February 2, 2004 - August 18, 2006

OBS BROKERAGE SERVICES, INC.

RIA

CRD#: 104281

COLLEGE STATION, TX

Past

February 2, 2004 - March 31, 2008

OBS BROKERAGE SERVICES, INC.

CRD#: 104281

WHITEHOUSE, OH

Past

November 4, 2003 - February 4, 2004

WORLD CHOICE SECURITIES, INC.

RIA

CRD#: 30933

WACO, TX

Past

May 22, 2003 - February 4, 2004

WORLD CHOICE SECURITIES, INC.

CRD#: 30933

COLUMBUS, OH

Past

June 7, 1998 - July 30, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 19, 1997 - May 20, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 10, 1996 - August 8, 1997

UNITED HERITAGE FINANCIAL SERVICES, INC.

CRD#: 35316

MERIDIAN, ID

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/31/2018)

Arkansas
(1/31/2018)

Georgia
(6/1/2022)

Indiana
(9/15/2025)

Louisiana
(1/31/2018)

Mississippi
(1/31/2018)

New Mexico
(11/11/2024)

North Carolina
(11/8/2023)

Oklahoma
(10/25/2022)

Texas
(1/31/2018)

IAR

Texas
(1/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/9/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/24/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth L. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lowell Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

OBS FINANCIAL

OBS BROKERAGE SERVICES, INC.

OBS BROKERAGE SERVICES, INC.

WORLD CHOICE SECURITIES, INC.

WORLD CHOICE SECURITIES, INC.

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UNITED HERITAGE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/1997

Series 63

Date: 9/9/1996

SIE

Date: 10/1/2018

Series 7

Date: 9/18/1997

Series 6

Date: 9/9/1996

Series 24

Date: 1/24/2004

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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