Domenick Giudice
Professional summary
Domenick Giudice, who also goes by Domenick Alphonse Giudice Jr, Domenick Alphonse Guidice Jr, Domenick Alphonse Giudice, Domenick A Guidice, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Purchase, New York.
Domenick is registered as a RR (Registered Representative) and started their career in finance in 1996. Domenick has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Domenick Giudice's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2026 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 2500 Westchester Avenue Suite 210, Purchase, NY 10577June 28, 2023 - April 20, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 24, 2023 - April 24, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 29, 2021 - October 6, 2021
HOLD BROTHERS CAPITAL LLC
April 15, 2020 - June 8, 2021
HOLD BROTHERS CAPITAL LLC
September 30, 2014 - July 31, 2019
AMG DISTRIBUTORS, INC.
February 16, 2000 - October 6, 2014
TWEEDY, BROWNE COMPANY LLC
October 14, 1998 - January 27, 2000
ON-SITE TRADING, INC.
July 10, 1998 - September 1, 1998
AUDOBON SECURITIES, INC.
September 9, 1996 - January 6, 1997
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/12/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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