TP
Todd J. Pack
J. W. COLE ADVISORS
TAMPA, FL 33634
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CRD#: 2795590
TP
Professional summary
Todd James Pack is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Tampa, Florida and J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Todd has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) BREAK THROUGH ADVISERS - FOUNDER AND CEO, MEMBERS OF BTA PROVIDE PUBLIC SPEAKING SERVICES FOR A FEE ON A WIDE RANGE OF TOPICS. ACT AS AN INSURANCE AGENT AND MGA FOR VARIOUS FIXED INSURANCE STRATEGIES. CONDUCT DIRECT BUSINESS AND RECEIVE OVERRIDES ON OTHER AGENTS FIXED INSURANCE BUSINESS. PROVIDE COACHING AND TRAINING SERVICES TO REGISTERED REPRESENTATIVES AND INSURANCE AGENTS. PROVIDE OUTSOURCED 3RD PARTY DUE DILIGENCE SERVICES TO BROKER DEALERS AND INVESTMENT ADVISORS. (2) JWC Wealth Management; Wealth Management solution; Investment Related; 4301 Anchor Plaza Parkway, Suite 450 Tampa FL 33634; Director of Advanced Planning; Start 8/5/2025; 1 hour/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Todd James Pack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2013 - Present
J. W. COLE ADVISORS, INC.
Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634RIA
CRD#: 112294
TAMPA, FL
Current
May 10, 2013 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634BD
CRD#: 124583
TAMPA, FL
Past
November 3, 2009 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
RIA
CRD#: 142170
CARLSBAD, CA
Past
November 2, 2009 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
BD
CRD#: 142170
CARLSBAD, CA
Past
January 20, 2006 - November 6, 2009
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
NEWPORT BEACH, CA
Past
January 19, 2006 - March 13, 2006
UNITED CAPITAL INVESTMENT ADVISERS, INC
RIA
CRD#: 134627
NEWPORT BEACH, CA
Past
January 17, 2006 - November 2, 2009
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
NEWPORT BEACH, CA
Past
February 4, 2005 - November 2, 2009
GIRARD SECURITIES, INC.
BD
CRD#: 18697
NEWPORT BEACH, CA
Past
December 6, 2000 - September 14, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 6, 2000 - September 14, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/10/2013)
IAR
California(5/10/2013)
RR
Michigan(5/10/2013)
IAR
Michigan(1/3/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Tampa, FL 33634TRUST BUT VERIFY
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