JF
Joseph J. Fishella
KESTRA ADVISORY SERVICES
Burr Ridge, IL 60527
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CRD#: 2794864
JF
Professional summary
Joseph James Fishella is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Burr Ridge, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Burr Ridge, Illinois.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Bluelake Wealth Advisors. Inc Investment Related: Yes Address: 745 McClintock Dr,Ste 120 Burr Ridge IL 60527 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President, financial advisor Start Date: 7/18/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage book of business and operate officeBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/18/2016 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: creating asset allocation models for people.Business Name: BlueLake Wealth Advisors, LLC Investment Related: Yes Address: 745 McClintock Dr, ste 120 BurrRidge IL 60527 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/15/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage clients assets and help with planningBusiness Name: Joe Fishella Investment Related: No Address: 30 E Huron, Unit 2901 Chicago IL 60611 Nature of Business: Real Estate Position, Title or Relationship: owner Start Date: 5/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: maintain unit
CRS (Client Relationship Summary) - RIA
Click below to view Joseph James Fishella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 745 Mcclintock Dr Suite 120, Burr Ridge, IL 60527RIA
CRD#: 283330
Burr Ridge, IL
Current
July 28, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 745 Mcclintock, Burr Ridge, IL 60527BD
CRD#: 42046
Burr Ridge, IL
Past
March 18, 2005 - August 18, 2016
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHICAGO, IL
Past
March 18, 2005 - August 18, 2016
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHICAGO, IL
Past
March 24, 1998 - March 22, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
CHICAGO, IL
Past
October 3, 1996 - March 22, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/28/2016)
RR
California(7/28/2016)
RR
Colorado(7/28/2016)
RR
District of Columbia(3/3/2021)
RR
Florida(7/28/2016)
RR
Illinois(7/28/2016)
IAR
Illinois(7/28/2016)
RR
Indiana(8/15/2016)
RR
Iowa(3/16/2022)
RR
Michigan(8/13/2020)
RR
New Jersey(2/18/2025)
RR
New York(7/28/2016)
RR
North Carolina(7/28/2016)
RR
Ohio(10/25/2016)
RR
South Carolina(7/28/2016)
RR
Tennessee(10/24/2022)
RR
Texas(7/28/2016)
IAR
Texas(7/27/2023)
RR
Washington(6/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
