CF
Christopher M. Fredo
CETERA INVESTMENT ADVISERS LLC
HYANNIS, MA 02601
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CRD#: 2794711
CF
Professional summary
Christopher Matthew Fredo is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hyannis, Massachusetts and CETERA FINANCIAL SPECIALISTS LLC located in Hyannis, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: TURNING POINT FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: N/A - RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 174 CEDRIC RD CENTERVILLE, MA 02632; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 08/2012; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LANDLORD FOR A SINGLE FAMILY PROPERTY; 3) NAME OF OTHER BUSINESS: N/A - RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 29 HUNTERS TRAIL SANDWICH, MA 02563; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LANDLORD FOR A SINGLE FAMILY PROPERTY; 4) BARNSTABLE YOUTH HOCKEY ASSOCIATION, NOT INVESTMENT RELATED, BOARD MEMBER, DIRECTOR FOR HOCKEY TEAM 14-18 YEARS OLD, 1H/WEEK, SINCE 09/2014 5) NAME OF OTHER BUSINESS: SAINT JOHN PAUL II HIGH SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 120 HIGH SCHOOL RD HYANNIS, MA 02601; NATURE OF BUSINESS: HOCKEY COACH; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: HEAD HOCKEY COACH; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WORKING WITH HIGH SCHOOL STUDENTS COACHING HOCKEY;
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Matthew Fredo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 745 Falmouth Rd, Hyannis, MA 02601RIA
CRD#: 105644
HYANNIS, MA
Current
August 2, 2024 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 745 Falmouth Rd, Hyannis, MA 02601BD
CRD#: 10358
HYANNIS, MA
Past
December 23, 2015 - August 19, 2024
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
CENTERVILLE, MA
Past
May 6, 2004 - August 19, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
CENTERVILLE, MA
Past
September 20, 1996 - July 31, 1997
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2025)
RR
California(1/2/2025)
RR
Connecticut(8/2/2024)
RR
Florida(1/2/2025)
RR
Maine(8/2/2024)
RR
Massachusetts(8/2/2024)
IAR
Massachusetts(8/27/2024)
RR
New Hampshire(8/2/2024)
RR
New York(8/2/2024)
RR
North Carolina(1/2/2025)
RR
Pennsylvania(1/2/2025)
RR
Rhode Island(8/2/2024)
RR
Texas(1/2/2025)
IAR
Texas(1/2/2025)
RR
Utah(1/2/2025)
RR
Vermont(8/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Hyannis, MA 02601TRUST BUT VERIFY
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