Ann T. Hockman
Professional summary
Ann Theresa Hockman, who also goes by Ann T Hockman, Ann Theresa Hodge, is a registered financial professional currently at POLAR INVESTMENT COUNSEL, INC. located in Duluth, Minnesota.
Ann is registered as a RR (Registered Representative) and started their career in finance in 1996. Ann has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ann Theresa Hockman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2012 - Present
POLAR INVESTMENT COUNSEL, INC.
Office #1: 5161 Miller Trunk Hwy, Duluth, MN 56701February 21, 2002 - June 2, 2011
ASKAR CORP.
December 10, 1996 - February 25, 2002
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2012)
(1/10/2012)
Exams
FINRA
Current Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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