Ann T. Hockman
Professional summary
Ann Theresa Hockman, who also goes by Ann T Hockman, Ann Theresa Hodge, is a registered financial professional currently at POLAR INVESTMENT COUNSEL, INC. located in Duluth, Minnesota and AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia.
Ann is registered as a RR (Registered Representative) and started their career in finance in 1996. Ann has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ann Theresa Hockman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2012 - Present
POLAR INVESTMENT COUNSEL, INC.
Office #1: 5161 Miller Trunk Hwy, Duluth, MN 56701May 7, 2026 - Present
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
Office #1: 1600 Pennsylvania Ave., Mcdonough, GA 30253February 21, 2002 - June 2, 2011
ASKAR CORP.
December 10, 1996 - February 25, 2002
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2012)
(1/10/2012)
Exams
FINRA
FINRA
Current Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GLOBAL WEALTH SERVICES, INC. | OWNER | |
| CIANTRO, PHILIP | FINOP | 2350685 |
| FAULK, RACHEL | CHIEF COMPLIANCE OFFICER | 7712313 |
| MAY, JAMES DAVID | VP OF REPRESENTATIVE AND CLIENT RELATIONS | 1601422 |
| WEBB, JAMES RANDALL | CEO | 2089446 |
| WEBB, JAMES RANDALL | CHIEF OPERATIONS OFFICER | 2089446 |
| WEBB, JAMES RANDALL | PRESIDENT | 2089446 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388Duluth, MN 56701TRUST BUT VERIFY
Monitor Ann Hockman
Get automatic monthly alerts on:
