John W. Buckingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Buckingham, who also goes by John William Buckinham, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2009 - September 29, 2020
FORTA FINANCIAL GROUP, INC.
March 13, 2009 - September 29, 2020
FORTA FINANCIAL GROUP, INC.
December 15, 2006 - March 16, 2009
WEDBUSH SECURITIES INC.
December 15, 2006 - March 16, 2009
WEDBUSH SECURITIES INC.
October 20, 2006 - January 12, 2007
B. C. ZIEGLER AND COMPANY
November 13, 2001 - January 12, 2007
B. C. ZIEGLER AND COMPANY
September 23, 1996 - November 9, 2001
STRONG INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTA FINANCIAL GROUP, INC.
CRD#: 28784 / SEC#: 801-113100, 8-43930
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 5 |
Red Flags
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