SP
Stacey D. Pickard
STRATEGIC ADVISERS LLC
WAXHAW, NC
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CRD#: 2793596
SP
Professional summary
Stacey Denise Pickard, who also goes by Stacey Denise Pickard, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Waxhaw, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Stacey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Stacey has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stacey Denise Pickard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-123822|OrgNmn:LPD Construction LLC|Org Addr:Wax,North Caro,US|OBA Nature:Construction|Invst Rel:N|Title:Signer|Duties:I'm authorized on the brokerage and checking account for incapacity or death reasons so I can access the money.|StrtDt:|TotHrs/mon:0.01|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Stacey Denise Pickard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WAXHAW, NC
Current
August 14, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
October 22, 2013 - October 14, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
Waxhaw, NC
Past
October 22, 2013 - October 14, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHARLOTTE, NC
Past
January 19, 2010 - June 10, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
January 19, 2010 - June 10, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
May 15, 2009 - December 31, 2009
EVERGREEN INVESTMENT MANAGEMENT CO
RIA
CRD#: 104594
BOSTON, MA
Past
September 14, 2007 - December 31, 2009
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Past
March 15, 2007 - August 23, 2007
TD AMERITRADE, INC.
RIA
CRD#: 7870
CHARLOTTE, NC
Past
March 15, 2007 - August 23, 2007
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
CHARLOTTE, NC
Past
March 15, 2007 - August 23, 2007
TD AMERITRADE, INC.
BD
CRD#: 7870
CHARLOTTE, NC
Past
January 14, 2003 - July 7, 2006
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CHARLOTTE, NC
Past
May 27, 1997 - July 7, 2006
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
CHARLOTTE, NC
Past
December 9, 1996 - March 19, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/18/2025)
RR
Alaska(8/18/2025)
RR
Arizona(8/18/2025)
RR
Arkansas(8/18/2025)
RR
California(8/18/2025)
RR
Colorado(8/18/2025)
RR
Connecticut(8/18/2025)
RR
Delaware(8/18/2025)
RR
District of Columbia(8/18/2025)
RR
Florida(8/18/2025)
RR
Georgia(8/18/2025)
RR
Hawaii(8/18/2025)
RR
Idaho(8/18/2025)
RR
Illinois(8/18/2025)
RR
Indiana(8/18/2025)
RR
Iowa(8/18/2025)
RR
Kansas(8/18/2025)
RR
Kentucky(8/18/2025)
RR
Louisiana(8/18/2025)
RR
Maine(8/18/2025)
RR
Maryland(8/18/2025)
RR
Massachusetts(8/18/2025)
RR
Michigan(8/18/2025)
RR
Minnesota(8/18/2025)
RR
Mississippi(8/18/2025)
RR
Missouri(8/18/2025)
RR
Montana(8/18/2025)
RR
Nebraska(8/18/2025)
RR
Nevada(8/18/2025)
RR
New Hampshire(8/18/2025)
RR
New Jersey(8/18/2025)
RR
New Mexico(8/18/2025)
RR
New York(8/18/2025)
RR
North Carolina(8/14/2025)
IAR
North Carolina(8/26/2025)
RR
North Dakota(8/18/2025)
RR
Ohio(8/20/2025)
RR
Oklahoma(8/18/2025)
RR
Oregon(8/18/2025)
RR
Pennsylvania(8/18/2025)
RR
Puerto Rico(8/18/2025)
RR
Rhode Island(8/18/2025)
RR
South Carolina(8/18/2025)
RR
South Dakota(8/18/2025)
RR
Tennessee(8/18/2025)
RR
Texas(8/18/2025)
IAR
Texas(8/26/2025)
RR
Utah(8/18/2025)
RR
Vermont(8/18/2025)
RR
Virgin Islands(8/18/2025)
RR
Virginia(8/18/2025)
RR
Washington(8/18/2025)
RR
West Virginia(8/18/2025)
RR
Wisconsin(8/18/2025)
RR
Wyoming(8/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
