Peter Bentley
Professional summary
Peter Bentley, who also goes by Pete Bentley, Peter E Bentley, is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Bentley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2025 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 1 Vanderbilt Avenue Suite 3400, New York, NY 10017April 1, 2022 - April 15, 2025
DELAWARE DISTRIBUTORS, L.P.
October 16, 2018 - April 1, 2022
FORESIDE FUND SERVICES, LLC
July 21, 2016 - April 4, 2018
DWS DISTRIBUTORS, INC.
September 26, 2014 - July 19, 2016
FRED ALGER & COMPANY, LLC
December 3, 2012 - March 6, 2014
HARTFORD FUNDS DISTRIBUTORS, LLC
November 9, 2012 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
December 14, 2007 - November 16, 2012
JANUS HENDERSON DISTRIBUTORS US LLC
June 21, 2004 - December 20, 2007
PGIM INVESTMENTS LLC
October 6, 2003 - December 20, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 9, 2000 - March 3, 2003
FRED ALGER & COMPANY, LLC
September 23, 1998 - June 25, 1999
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 21, 1997 - June 4, 1998
PATTERSON TRAVIS, INC.
December 23, 1996 - December 9, 1998
LCP CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
Exams
FINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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