Michele J. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Joanne Myers, who also goes by Michele Joanne Berning, Michele Joanne Fett, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1997. Michele had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2016 - December 2, 2019
CETERA INVESTMENT ADVISERS LLC
July 12, 2016 - December 2, 2019
CETERA INVESTMENT SERVICES LLC
May 13, 2016 - July 14, 2016
SIGNATOR INVESTORS, INC.
May 13, 2016 - July 14, 2016
SIGNATOR INVESTORS, INC.
July 30, 2013 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 30, 2013 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 1, 2012 - July 23, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - July 23, 2013
J.P. MORGAN SECURITIES LLC
May 18, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 27, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - October 30, 2007
CHASE INVESTMENT SERVICES CORP.
August 2, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
September 16, 1997 - September 19, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 16, 1997 - September 19, 2003
OSAIC FA, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
