Louis F. Cheregotis

C2C WEALTH MANAGEMENT

RENO, NV

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CRD#: 2793077

Professional summary

Louis Frank Cheregotis is a registered financial advisor currently at C2C WEALTH MANAGEMENT, LLC located in Reno, Nevada and PURSHE KAPLAN STERLING INVESTMENTS located in Novato, California.

Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Louis has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. C2C Wealth Management-INvestment related-See Registered Branch Office Location-RIA-Advisor-80 hrs/mth-4 during tradinf hrs-Financial Advisor 2. 50% OWNERSHIP OF 281 REALTY ASSOCIATES LLC, INVESTMENT RELATED, OWNERSHIP OF RENTAL PROPERTY, BROOKYLYN NY, 10 HOURS PER MONTH,DUTIES ARE TO MANAGE PROPERTY, START 4/30/2012

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Frank Cheregotis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2018 - Present

C2C WEALTH MANAGEMENT, LLC

RIA

CRD#: 284148

RENO, NV

Current

March 29, 2018 - Present

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Novato, CA

Past

January 1, 2008 - April 4, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OAKLAND, CA

Past

January 1, 2008 - April 4, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OAKLAND, CA

Past

March 12, 2002 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

OAKLAND, CA

Past

March 1, 2002 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

OAKLAND, CA

Past

February 9, 2000 - March 5, 2002

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

May 20, 1997 - February 16, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 24, 1997 - March 6, 1997

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

C2C WEALTH MANAGEMENT, LLC

CRD#: 284148 / SEC#: 801-110173

RIA

Registered Investment Advisory firm - (3/20/2017 Approved)

California

Registered Investment Advisory firm - (4/20/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/29/2018)

IAR

California
(4/6/2018)

Florida
(1/2/2020)

Nevada
(1/3/2019)

IAR

Nevada
(10/14/2025)

New York
(5/3/2024)

Washington
(3/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/27/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/23/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/2/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

C2C WEALTH MANAGEMENT, LLC

CRD#: 284148 / SEC#: 801-110173

RIA

Registered Investment Advisory firm - (3/20/2017 Approved)

California

Registered Investment Advisory firm - (4/20/2017 Terminated)

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Contact information

Main Address

32531 N Scottsdale Rd Suite 105-121, Scottsdale, AZ 85266

Mailing Address

Phone number

(646) 222-7440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	428
AUM (Assets Under Management)	$ 165,273,214

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Louis F. Cheregotis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Frank Cheregotis's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

CETERA FINANCIAL SPECIALISTS LLC

MORGAN STANLEY DW INC.

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

C2C WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/1997

Series 63

Date: 3/21/1997

SIE

Date: 10/1/2018

Series 31

Date: 3/27/1997

Series 7

Date: 1/23/1997

Series 24

Date: 5/2/2000

FINRA

Current Firm

C2C WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

C2C WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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