John Korn

VICTORY CAPITAL MANAGEMENT

Basking Ridge, NJ

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CRD#: 2792855

Professional summary

John Korn, who also goes by John Francis Korn, is a registered financial advisor currently at VICTORY CAPITAL MANAGEMENT INC. located in Basking Ridge, New Jersey and VICTORY CAPITAL SERVICES, INC. located in Avon Lake, Ohio.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Francis Korn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Korn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2025 - Present

VICTORY CAPITAL MANAGEMENT INC.

RIA

CRD#: 106189

Basking Ridge, NJ

Current

April 1, 2025 - Present

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059

Avon Lake, OH

Past

January 4, 2021 - April 25, 2025

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

April 23, 2018 - December 31, 2020

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

April 17, 2018 - April 1, 2025

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

February 17, 2015 - April 16, 2018

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

ANDOVER, MA

Past

January 20, 2015 - April 16, 2018

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

August 24, 2009 - January 14, 2015

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

August 20, 2009 - January 14, 2015

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

January 2, 2009 - May 19, 2009

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

MINNEAPOLIS, MN

Past

December 24, 2008 - May 19, 2009

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

BOSTON, MA

Past

April 11, 2008 - January 2, 2009

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

March 1, 2005 - April 9, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

NEW YORK, NY

Past

December 7, 1998 - September 8, 2003

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICTORY CAPITAL MANAGEMENT INC.

CRD#: 106189 / SEC#: 801-46878

RIA

Registered Investment Advisory firm - (5/10/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(4/1/2025)

New Jersey
(4/1/2025)

Pennsylvania
(4/1/2025)

IAR

Texas
(8/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VICTORY CAPITAL MANAGEMENT INC.

CRD#: 106189 / SEC#: 801-46878

RIA

Registered Investment Advisory firm - (5/10/1994 Approved)

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Contact information

Main Address

15935 La Cantera Pkwy, San Antonio, TX 78256

Mailing Address

Phone number

(877) 660-4400

Established

Firm type

Fiscal year end

# of Employees

460

SEC notice filing (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VICTORY CAPITAL MANAGEMENT ADV PART 2A - MARCH 2025 (4/8/2025)

Regulatory assets under management

Total Number of Accounts	2,566
AUM (Assets Under Management)	$ 152,291,202,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John Korn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Korn's CRS (Customer Relationship Summary).

Certified licenses

Experience

VICTORY CAPITAL SERVICES, INC.

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIVERSOURCE DISTRIBUTORS, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

Primary Firm SEC Registration

VICTORY CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2008

Series 63

Date: 3/29/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/3/1998

FINRA

Current Firm

VICTORY CAPITAL MANAGEMENT INC.

Contact information

SEC notice filing (45 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICTORY CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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