Robert T. Gregorio

WILLIAM O'NEIL SECURITIES

NEW YORK, NY 10017

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CRD#: 2792734

Professional summary

Robert Thomas Gregorio, who also goes by Robert T Gregorio, Robert Thomas Gregorio, is a registered financial professional currently at WILLIAM O'NEIL SECURITIES located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 18 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert T Gregorio | Robert Thomas Gregorio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Thomas Gregorio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2025 - Present

WILLIAM O'NEIL SECURITIES

Office #1: 485 Lexington Avenue 30th Floor Suite 3015, New York, NY 10017

CRD#: 894

NEW YORK, NY

Past

September 11, 2023 - April 29, 2024

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

July 16, 2020 - September 6, 2023

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

May 21, 2019 - July 27, 2020

IMPERIAL CAPITAL, LLC

CRD#: 43744

NEW YORK, NY

Past

May 11, 2018 - March 18, 2019

BTIG, LLC

CRD#: 122225

NEW YORK, NY

Past

October 7, 2015 - May 4, 2018

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

December 2, 2013 - October 2, 2015

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

March 22, 2010 - September 18, 2013

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

July 14, 2009 - February 8, 2010

FTN EQUITY CAPITAL MARKETS CORP.

CRD#: 119625

NEW YORK, NY

Past

October 21, 2008 - May 27, 2009

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

June 2, 2008 - September 17, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

August 7, 2007 - June 2, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

February 27, 2004 - August 13, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 2, 2002 - September 6, 2002

TRADITION SECURITIES AND DERIVATIVES LLC

CRD#: 28269

NEW YORK, NY

Past

September 2, 2002 - October 30, 2002

MILLER TABAK + CO., LLC

CRD#: 47293

NEW YORK, NY

Past

April 17, 2000 - December 10, 2001

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

June 29, 1998 - April 28, 2000

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

December 18, 1996 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/7/2025)

Alaska
(10/28/2025)

Arizona
(4/11/2025)

Arkansas
(10/28/2025)

California
(4/2/2025)

Colorado
(4/8/2025)

Connecticut
(3/20/2025)

Delaware
(4/12/2025)

District of Columbia
(10/31/2025)

Florida
(6/25/2025)

Georgia
(4/3/2025)

Idaho
(10/27/2025)

Illinois
(10/30/2025)

Indiana
(4/9/2025)

Iowa
(10/27/2025)

Kansas
(4/7/2025)

Kentucky
(4/7/2025)

Louisiana
(10/27/2025)

Maine
(4/9/2025)

Maryland
(4/10/2025)

Massachusetts
(3/20/2025)

Michigan
(4/7/2025)

Minnesota
(10/27/2025)

Mississippi
(10/28/2025)

Missouri
(10/27/2025)

Montana
(4/7/2025)

Nebraska
(3/19/2025)

Nevada
(10/27/2025)

New Hampshire
(4/10/2025)

New Jersey
(4/7/2025)

New Mexico
(10/27/2025)

New York
(4/6/2025)

North Carolina
(4/9/2025)

North Dakota
(11/3/2025)

Ohio
(3/20/2025)

Oklahoma
(4/7/2025)

Oregon
(4/9/2025)

Pennsylvania
(3/20/2025)

Rhode Island
(4/7/2025)

South Carolina
(4/8/2025)

South Dakota
(10/27/2025)

Tennessee
(4/8/2025)

Texas
(3/20/2025)

Utah
(3/20/2025)

Vermont
(4/7/2025)

Virginia
(4/7/2025)

Washington
(4/10/2025)

West Virginia
(3/31/2025)

Wisconsin
(3/20/2025)

Wyoming
(4/2/2025)

Exams

State Security Law Exam

Series 63

Date: 5/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/15/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/17/1996

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILLIAM O'NEIL SECURITIES

CRD#: 894 / SEC#: , 8-11763

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

211 Congress Street 5th Floor Suite B, Boston, MA, 02110

Mailing Address

211 Congress Street 5th Floor Suite B, Boston, MA, 02110

Phone number

(617) 936-8584

Established

California since 11/07/1963

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
O'NEIL CAPITAL MANAGEMENT INC.	PARENT COMPANY
ACHEKIAN, TRO	FINANCE MANAGER, FINOP	7864191
JANNETTA, GREGORY SAMUEL	CHIEF EXECUTIVE OFFICER	2557823
MASOTTI, ALEXANDER VICTOR	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	6375390

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert T. Gregorio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Thomas Gregorio's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIZUHO SECURITIES USA LLC

GUGGENHEIM SECURITIES, LLC

IMPERIAL CAPITAL, LLC

BTIG, LLC

BNP PARIBAS SECURITIES CORP.

NOMURA SECURITIES INTERNATIONAL, INC.

BARCLAYS CAPITAL INC.

FTN EQUITY CAPITAL MARKETS CORP.

HAPOALIM SECURITIES USA, INC.

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

TRADITION SECURITIES AND DERIVATIVES LLC

MILLER TABAK + CO., LLC

ABN AMRO SECURITIES LLC

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/1998

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 10/15/1999

Series 7

Date: 12/17/1996

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILLIAM O'NEIL SECURITIES

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WILLIAM O'NEIL SECURITIES

TRUST BUT VERIFY

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