Robert Thomas Gregorio
Professional Summary
Robert Thomas Gregorio, who also goes by Robert T Gregorio, Robert Thomas Gregorio, is a registered financial advisor currently at WILLIAM O'NEIL SECURITIES located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 18 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert T Gregorio, Robert Thomas Gregorio
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Years of Experience
30 years in the financial services industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Current Firm
O'NEIL SECURITIES INCORPORATED | WILLIAM O'NEIL SECURITIES INCORPORATED | WILLIAM O'NEIL SECURITIES | WILLIAM O'NEIL & COMPANY, INCORPORATED | WILLIAM O'NEIL & CO., INCORPORATED | WILLIAM O'NEIL & CO. INCORPORATED | O'NEIL SECURITIES, INCORPORATED
Contact Information
Main Address
211 Congress Street 5th Floor Suite B, Boston, MA, 02110Mailing Address
211 Congress Street 5th Floor Suite B, Boston, MA, 02110Phone Number
(617) 936-8584Established
California since 11/07/1963Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
4Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
State Registrations and Notice Filings
(4/7/2025)
(10/28/2025)
(4/11/2025)
(10/28/2025)
(4/2/2025)
(4/8/2025)
(3/20/2025)
(4/12/2025)
(10/31/2025)
(6/25/2025)
(4/3/2025)
(10/27/2025)
(10/30/2025)
(4/9/2025)
(10/27/2025)
(4/7/2025)
(4/7/2025)
(10/27/2025)
(4/9/2025)
(4/10/2025)
(3/20/2025)
(4/7/2025)
(10/27/2025)
(10/28/2025)
(10/27/2025)
(4/7/2025)
(3/19/2025)
(10/27/2025)
(4/10/2025)
(4/7/2025)
(10/27/2025)
(4/6/2025)
(4/9/2025)
(11/3/2025)
(3/20/2025)
(4/7/2025)
(4/9/2025)
(3/20/2025)
(4/7/2025)
(4/8/2025)
(10/27/2025)
(3/20/2025)
(3/20/2025)
(4/7/2025)
(4/7/2025)
(4/10/2025)
(3/31/2025)
(3/20/2025)
(4/2/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 1999SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view Robert Thomas Gregorio's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
