Alvin L. Wolcott
Professional summary
Alvin Lavern Wolcott II, CFP®, who also goes by Alvin Lavern Wolcott, is a registered financial advisor currently at APEX TAX & FINANCIAL PLANNING located in Kent, Washington.
Alvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Alvin has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alvin Lavern Wolcott II's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
February 9, 2021 - Present
APEX TAX & FINANCIAL PLANNING
December 23, 2020 - January 9, 2023
SYNERGY ASSET MANAGEMENT, LLC
October 29, 2009 - December 1, 2014
MOSER WEALTH ADVISORS
August 20, 2001 - January 21, 2003
WADDELL & REED
July 20, 2001 - January 21, 2003
WADDELL & REED
October 21, 1996 - October 16, 1998
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2021)
Exams
Current Firm
APEX TAX & FINANCIAL PLANNING
CRD#: 310747 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 18,149,000 |
Red Flags
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