Joshua Dettman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Dettman, who also goes by Joshua Todd Dettman, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1997. Joshua had worked at 13 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2021 - December 22, 2022
EMPOWER FINANCIAL SERVICES, INC.
August 5, 2019 - January 4, 2021
MML DISTRIBUTORS, LLC
February 11, 2019 - March 21, 2019
CRESCENT SECURITIES GROUP, INC.
April 22, 2014 - September 5, 2017
AEGIS CAPITAL CORP.
January 20, 2012 - May 5, 2014
SPENCER EDWARDS, INC.
October 25, 2010 - November 14, 2011
JERA SECURITIES, INC.
August 17, 2010 - September 15, 2010
DIRECT ACCESS PARTNERS LLC
September 25, 2009 - August 6, 2010
BENJAMIN & JEROLD BROKERAGE I, LLC
March 27, 2009 - July 1, 2009
PARK FINANCIAL GROUP, INC.
September 25, 2008 - March 26, 2009
STOCKCROSS FINANCIAL SERVICES, INC.
October 9, 2006 - September 25, 2008
EMPIRE FINANCIAL GROUP, INC.
April 27, 2006 - September 20, 2006
STONEX FINANCIAL INC.
November 11, 2005 - January 23, 2006
STONEX FINANCIAL INC.
August 23, 2004 - September 9, 2005
NORTH AMERICAN CLEARING, INC.
March 4, 1997 - August 30, 2001
NORTH AMERICAN CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/13/2004
Limited Representative-Equity Trader ExamCurrent Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
