Martine S. Dimartino
Professional summary
Martine Saint Dimartino, who also goes by Martine Saint Dimartino Ms., Martine Saint Dimartino, Martine S Mak, Martine Saint Mak, is a registered financial professional currently at GUGGENHEIM SECURITIES, LLC located in New York, New York.
Martine is registered as a RR (Registered Representative) and started their career in finance in 1997. Martine has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martine Saint Dimartino's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2020 - Present
GUGGENHEIM SECURITIES, LLC
Office #1: 330 Madison Avenue, New York, NY 10017July 28, 2016 - June 28, 2018
OPPENHEIMER & CO. INC.
April 23, 2012 - June 30, 2016
CRT CAPITAL GROUP LLC
April 29, 2010 - December 13, 2011
SG AMERICAS SECURITIES, LLC
August 24, 2009 - April 30, 2010
DIVINE CAPITAL MARKETS LLC
April 15, 2004 - February 4, 2009
DEUTSCHE BANK SECURITIES INC.
March 7, 2000 - April 15, 2004
CIBC WORLD MARKETS CORP.
December 11, 1998 - March 1, 2000
OSAIC WEALTH, INC.
April 17, 1997 - November 9, 1998
MORGAN STANLEY DW INC.
February 11, 1997 - February 19, 1997
MASON HILL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
GUGGENHEIM SECURITIES, LLC
CRD#: 40638 / SEC#: , 8-49107
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINKS HOLDINGS, LLC | MEMBER | |
| GUGGENHEIM MANAGER, INC. | MANAGING MEMBER | |
| LOWERY WHILLE, TRACY | CHIEF COMPLIANCE OFFICER | 2872693 |
| MILLSTEIN, JAMES E. | CO-CHARIMAN | 4270577 |
| SCHWARTZ, ALAN DAVID | CO-CHAIRMAN | 416184 |
| SCHWARTZ, ANDREW JON | CHIEF FINANCIAL OFFICER | 5121914 |
| TSOU, SUSAN | FINOP & PRINCIPAL FINANCIAL OFFICER | 6187001 |
| VAN LITH, MARK ALAN | CHEIF EXECUTIVE OFFICER | 2263510 |
| WINICK, HOWARD NEIL | PRINCIPAL OPERATIONS OFFICER | 1871689 |
Disclosures
| Regulatory Event | 10 |
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