Thomas A. Gilmartin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Austin Gilmartin, who also goes by Tom Gilmartin, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1996. Thomas had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2019 - October 24, 2024
FLEXTRADE LLC
February 13, 2009 - May 22, 2019
FIS BROKERAGE & SECURITIES SERVICES LLC
September 12, 2006 - January 9, 2007
CREDIT AGRICOLE SECURITIES (USA) INC.
April 18, 1997 - November 23, 2004
CIBC WORLD MARKETS CORP.
October 18, 1996 - April 7, 1997
M&T SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/6/1999
Limited Representative-Equity Trader ExamCurrent Firm
FLEXTRADE LLC
CRD#: 113226 / SEC#: , 8-53309
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
