Gerard W. Diem
Professional summary
Gerard William Diem JR, who also goes by Gerard William Jr Diem, Jerry Diem Jr, is a registered financial professional currently at KOVACK SECURITIES INC. located in Bel Air, Maryland.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 1996. Gerard has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard William Diem JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2011 - Present
KOVACK SECURITIES INC.
May 11, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 11, 2006 - January 6, 2011
MSI FINANCIAL SERVICES, INC.
June 1, 2005 - May 9, 2006
EQUITABLE ADVISORS, LLC
October 11, 1996 - June 1, 2005
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2024)
(1/11/2011)
(1/29/2021)
(1/11/2011)
(5/11/2017)
(2/8/2024)
Exams
FINRA
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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